Michael Smith Email & Phone Number
President and Chief Compliance Officer, iA Private Wealth (USA) Inc. @ iA Private Wealth USA
Michael Smith's Location
Canada
Michael Smith's Work
- President and Chief Compliance Officer, iA Private Wealth (USA) Inc. @ iA Private Wealth USA
- Chief Compliance Officer - iA Securities (USA) Inc. @ Industrial Alliance Securities
- Director Retail Compliance iA Private Wealth -Canada @ Industrial Alliance Securities
- Director, Retail Compliance and Chief Anti Money Laundering Officer @ Industrial Alliance Securities
- Group Fitness Instructor @ Equinox
- Director Compliance, Correspondent Services @ National Bank of Canada
- Spinning Instructor @ Quad Spin
- Director Institutional Compliance @ Industrial Alliance Securities
- Consultant: Institutional Trading Compliance @ IA groupe financier
- Vice President, National Compliance, Chief Compliance Officer @ Credential
Michael Smith's Education
- University of Western Ontario
BA
1995 - 1999 - St. George's
Michael Smith's Skills
- Securities
- Investments
- Compliance
- AML
- Securities Regulation
- Investment Advisory
- Wealth Management
- Capital Markets
- Equities
- Series 24
Michael Smith's Summary
Michael Smith, based in Canada, is currently a President and Chief Compliance Officer, iA Private Wealth (USA) Inc. at iA Private Wealth USA, bringing experience from previous roles at iA Securities and Equinox. Michael Smith holds a 1995 - 1999 BA @ University of Western Ontario. With a robust skill set that includes Securities, Investments, Compliance, AML, Securities Regulation and more, Michael Smith contributes valuable insights to the industry. Michael Smith has 4 emails and 1 mobile phone number on RocketReach.
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