Michael Smith Email & Phone Number
IA Private Wealth USA @ iA Private Wealth USA
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Michael Smith Location
- Canada
Michael Smith Work
- now iA Private Wealth USA @
- now iA Securities @
- 2015 - now Group Fitness Instructor @
- 2016 - 2019 Director Compliance, Correspondent Services @
- 2008 - 2019 Spinning Instructor @ Quad Spin
- 2015 - 2016 Director Institutional Compliance @
- 2014 - 2015 Consultant: Institutional Trading Compliance @
- 2013 - 2014 Vice President, National Compliance, Chief Compliance Officer @
- 2012 - 2013 Partnership Development and Publisher Relations Manager @
- 2012 - 2012 Publishing Associate @
- 2008 - 2012 Director of Compliance @
- 2006 - 2012 Associate VP, Compliance @
- 2008 - 2010 Chair @ CLS Education Subcommittee
- 2005 - 2006 Compliance Officer, Associate VP @
Michael Smith Education
- University of Western Ontario
BA (English Lit.)
1995 - 1999 - St. George's
Michael Smith Skills
- Securities
- Investments
- Compliance
- AML
- Securities Regulation
- Investment Advisory
- Wealth Management
- Capital Markets
- Equities
- Series 24
- Derivatives
- FINRA
- Series 7
- Risk Management
- Corporate Governance
- Equity Trading
- Financial Regulation
- Asset Managment
- Financial Services
- KYC
- Strategic Financial Planning
- Privacy Law
- Options
- Alternative Investments
- Management
- Hedge Funds
- Financial Markets
- Bonds
- Fixed Income
- Asset Management
- Investment Management
- Finance
- Mutual Funds
- Anti Money Laundering
- Financial Planning
- Strategic Planning
- Research
- Marketing
- Teaching
Michael Smith Summary
- Michael Smith, based in Canada, is currently a iA Private Wealth USA at iA Private Wealth USA. Michael Smith brings experience from previous roles at iA Securities, Equinox, National Bank of Canada and Quad Spin. Michael Smith holds a 1995 - 1999 BA in English Lit. @ University of Western Ontario. With a robust skill set that includes Securities, Investments, Compliance, AML, Securities Regulation and more. Michael Smith has 3 emails and 1 mobile phone numbers on RocketReach.
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