Chief Compliance Officer and General Counsel @ (June 2016 - November 2021)
Member of the Business Conduct Committee @ (November 2016 - October 2018)
Assistant General Counsel @ ISE Holdings (acquired by Nasdaq) (May 2015 - June 2016)
Attorney in OCIE's Office of Chief Counsel @ (November 2013 - May 2015)
Associate @ (September 2010 - November 2013)
Michael Sanocki Education
American University Washington College of Law
JD
2005-2009
American University - Kogod School of Business
MBA
2006-2009
Colgate University
BA
2000-2004
Michael Sanocki Skills
Appeals
Research
Securities Regulation
See 6+
Lexis
Securities
Customer Service
Trials
Due Diligence
Bankruptcy
Commercial Litigation
Legal Writing
Public Speaking
SEC
Legal Research
White Collar Criminal Defense
Corporate Governance
Compliance
Intellectual Property
Arbitration
Westlaw
Social Media
Civil Litigation
Corporate Law
Criminal Law
See Less
Business Development
Litigation
Microsoft Office
Capital Markets
FINRA
Michael Sanocki Summary
Michael Sanocki, based in New York, NY, US, is currently a Chief Executive Officer at RQD* Clearing. Michael Sanocki brings experience from previous roles at Optimal Market Technologies, RQD* Clearing, VOLANT TRADING and ISE Holdings. Michael Sanocki holds a 2005 - 2009 JD @ American University Washington College of Law. With a robust skill set that includes Appeals, Research, Securities Regulation, See 6+, Lexis and more. Michael Sanocki has 3 emails and 2 mobile phone numbers on RocketReach.
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