Michael Pompeo Email & Phone Number
Director of Trade Surveillance @ RQD* Clearing
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Michael Pompeo Location
- Lake Mary, FL, US
Michael Pompeo Work
- Director of Trade Surveillance @ (August 2026 - Present)
- Compliance Director | Trade Surveillance Manager @ (June 2024 - April 2026)
- Trade Surveillance Manager @ (June 2022 - June 2024)
- Senior Compliance Associate, Trade Surveillance @ (November 2019 - April 2022)
- Senior Compliance Associate, Regulatory Reporting and Customer Complaints @ (August 2019 - November 2019)
- Vice President, Compliance Officer @ (August 2011 - August 2019)
- Assistant Vice President, Branch Control Officer and New Accounts Manager @ (July 2007 - August 2011)
- Assistant Vice President, Client Service Manager @ (September 2004 - May 2007)
- Senior Specialist, Money Manager Services @ (May 2000 - August 2004)
- Trading Desk Manager @ WitSoundview (June 1999 - May 2000)
- Preferred Trading Desk Manager @ (August 1995 - June 1999)
Michael Pompeo Education
- St. John's University
BS (Business Management)
Michael Pompeo Skills
- Series 7
- Securities
- Client Services
- Series 24
- Series 63
- Series 4
- OATS
- Management
- Surveillance
- Financial Services
- Equities
- Options
- Trade Compliance
- Regulatory Compliance
- Risk Management
- Project Management
- Microsoft Word
- Microsoft Excel
- Business Development
- Marketing Strategy
- Training
- Fixed Income
- Sales
Michael Pompeo Summary
- Michael Pompeo, based in Lake Mary, FL, US, is currently a Director of Trade Surveillance at RQD* Clearing. Michael Pompeo brings experience from previous roles at Futu Clearing Inc. and Robinhood. Michael Pompeo holds a BS in Business Management @ St. John's University. With a robust skill set that includes Series 7, Securities, Client Services, Series 24, Series 63 and more. Michael Pompeo has 2 emails and 2 mobile phone numbers on RocketReach.
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