Michael Rosenbaum's Location
Ross, CA, US
Michael Rosenbaum's Work
- Branch Control Officer @ Oppenheimer & Co. Inc.
- VP Business Unit Risk Analyst @ Comerica Bank
- Chief Compliance Officer and Chief AML Officer @ Financial Telesis
- VP Branch Manager @ ING Nederland
- Senior Compliance Examiner @ FINRA (Financial Industry Regulatory Authority)
- Senior VP and Chief Compliance Officer @ Coast Partners
- VP @ Great Pacific Securities
Michael Rosenbaum's Education
- Princeton University
AB (History)
1977 - 1981 - The Taft School
HS
1974 - 1977
Michael Rosenbaum's Skills
- Securities
- Series 7
- Investments
- Fixed Income
- Asset Management
- Compliance
- Supervisory Skills
- Series 24
- Series 27
- Series 53
Michael Rosenbaum's Summary
Michael Rosenbaum, based in Ross, CA, US, is currently a Branch Control Officer at Oppenheimer & Co. Inc., bringing experience from previous roles at Comerica Securities, Financial Telesis, ING and FINRA. Michael Rosenbaum holds a 1977 - 1981 AB in History @ Princeton University. With a robust skill set that includes Securities, Series 7, Investments, Fixed Income, Asset Management and more, Michael Rosenbaum contributes valuable insights to the industry. Michael Rosenbaum has 2 emails on RocketReach.
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