Michael Picarella Email & Phone Number

Michael Picarella Work

• 2025 -now Program Manager @ Nomura Securities International
• 2022 -now Senior Subject Matter Expert @ Nomura / RBC
• 2022 -now Independent Consultant @ Regulatory & Operational Risk Remediation Specialists LLC, U.S.
• 1989 -2003 Vice President Operations @ Morgan Stanley
• 2022 -2025 Program Manager @ RBC Capital Markets
• 2021 -2022 Managing Director-Head of Enterprise Risk Management, Internal Controls, ICOC and Executive Committee @ Futu Holdings Limited
• 2021 -2026 Managing Director-Head of Enterprise Risk Management, Internal Controls, ICOC and Executive Committee @ Futu Holdings Limited
• 2019 -2021 Head of Enterprise-wide Operational Risk and Finance @ Wedbush Securities
• 2018 -2021 Head of Operational Risk @ Wedbush Securities
• 2017 -2018 Risk Oversight and Operational Regulation @ FINRA (Financial Industry Regulatory Authority)
• 2017 -2018 Operational Specialist @ FINRA (Financial Industry Regulatory Authority)
• 2015 -2017 Managing Director Finance @ CressCap Investment Research (FinTech)
• 2011 -2015 Institutional Sales Americas - Chief Operating Officer @ HSBC
• 2011 -2015 Chief Operating Officer @ HSBC Securities Inc.
• 2008 -2011 Capital Markets Prime Services - U.S. Head of Fixed Income Business Development @ Barclays Corporate & Investment Bank
• 2004 -2011 Head of Equities @ Barclays Capital / Lehman Brothers & Co. Inc.
• 2004 -2008 Capital Markets Prime Services - Head of U.S. Equity and Fixed Income Business Development @ Lehman Brothers
• 2003 -2004 Vice President Information Technology - Business Process Reengineering @ Deutsche Bank
• 2003 -2004 Vice President Business @ Deutsche Bank
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• 1989 -2003 Vice President Operations @ Morgan Stanley