Michael Ludwig Email & Phone Number
MD and Head of Program and Governance Execution for Commercial Banking Compliance @ Wells Fargo
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Michael Ludwig Location
- Westfield, NJ, US
Michael Ludwig Work
- 2014 -now MD and Head of Program and Governance Execution for Commercial Banking Compliance @
- 2002 -2014 Global Head of Regulatory Exams @
- 2000 -2002 Capital Markets Compliance @
- 1997 -2000 Enforcement and Market Surveillance Divisions @ New York Stock Exchange
Michael Ludwig Education
- University at Buffalo 1990-1994
Michael Ludwig Skills
- Securities
- Series 7
- Capital Markets
- Fixed Income
- Equities
- FINRA
- Derivatives
- Hedge Funds
- Options
- Electronic Trading
- Trading Systems
- Investment Banking
- AML
- Prime Brokerage
- Due Diligence
- Asset Management
- Alternative Investments
- Regulations
- Anti Money Laundering
- Regulatory
- Financial Services
- Compliance
- Risk Management
- Regulatory Compliance
- Trading
- Services
- Wholesale
Michael Ludwig Summary
- Michael Ludwig, based in Westfield, NJ, US, is currently a MD and Head of Program and Governance Execution for Commercial Banking Compliance at Wells Fargo. Michael Ludwig brings experience from previous roles at Credit Suisse, SALOMON SMITH BARNEY and New York Stock Exchange. Michael Ludwig holds a 1990 - 1994 University at Buffalo. With a robust skill set that includes Securities, Series 7, Capital Markets, Fixed Income, Equities and more. Michael Ludwig has 4 emails and 3 mobile phone numbers on RocketReach.
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