Michael Ludwig Email & Phone Number
MD and Head of Program and Governance Execution for Commercial Banking Compliance @ Wells Fargo
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Michael Ludwig Location
- Westfield, NJ, US
Michael Ludwig Work
- MD and Head of Program and Governance Execution for Commercial Banking Compliance @ (November 2014 - Present)
- Global Head of Regulatory Exams @ (October 2002 - November 2014)
- Capital Markets Compliance @ (June 2000 - October 2002)
- Enforcement and Market Surveillance Divisions @ New York Stock Exchange (January 1997 - June 2000)
Michael Ludwig Education
- University at Buffalo 1990-1994
Michael Ludwig Skills
- AML
- Alternative Investments
- Anti Money Laundering
- Asset Management
- Budget Management
- Capital Markets
- Compliance Monitoring
- Control Room
- Derivatives
- Due Diligence
- Electronic Trading
- Equities
- FINRA
- Fixed Income
- Hedge Funds
- Investment Banking
- Options
- Prime Brokerage
- Program Development
- Program Management
- Regulatory change management
- Risk Assessment
- Risk Control Self Assessment (RCSA)
- Securities
- Series 7, 10, 24, 57, 63, 79 and 99
- Staffing Plans
- Surveillance
- Trading
- Trading Systems
- Series 7
- Regulations
- Regulatory
- Financial Services
- Compliance
- Risk Management
- Regulatory Compliance
- Services
- Wholesale
Michael Ludwig Summary
- Michael Ludwig, based in Westfield, NJ, US, is currently a MD and Head of Program and Governance Execution for Commercial Banking Compliance at Wells Fargo. Michael Ludwig brings experience from previous roles at Credit Suisse, SALOMON SMITH BARNEY and New York Stock Exchange. Michael Ludwig holds a 1990 - 1994 University at Buffalo. With a robust skill set that includes AML, Alternative Investments, Anti Money Laundering, Asset Management, Budget Management and more. Michael Ludwig has 4 emails and 3 mobile phone numbers on RocketReach.
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