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Michael Hearn Location
Charlotte, NC, US
Michael Hearn Work
Managing Director @ Berkeley Consulting, LLC (October 2008 - Present)
VP- Head of Securities Compliance @ (January 2006 - January 2008)
Associate General Counsel @ (January 2002 - January 2005)
Senior Vice President, General Counsel and Secretary @ Wachovia Securities, Inc (F/K/A Interstate/Johnson Lane Corporation) (January 1985 - January 2002)
Michael Hearn Education
The University of North Carolina at Chapel Hill
BSBA (Business Administration)
Michael Hearn Skills
Securities Regulation
SEC Compliance
Expert Witness
Brokers
Investments
Investment Advisory
Investment Strategies
Investment Products
Securities
SEC
Insurance
FINRA
Series 7
Banking
Risk Management
Management
Mutual Funds
Financial Services
Corporate Law
Michael Hearn Summary
Michael Hearn, based in Charlotte, NC, US, is currently a Managing Director at Berkeley Consulting, LLC. Michael Hearn brings experience from previous roles at TIAA-CREF, Bank of America and Wachovia Securities, Inc (F/K/A Interstate/Johnson Lane Corporation). Michael Hearn holds a BSBA in Business Administration @ The University of North Carolina at Chapel Hill. With a robust skill set that includes Securities Regulation, SEC Compliance, Expert Witness, Brokers, Investments and more. Michael Hearn has 1 emails and 1 mobile phone numbers on RocketReach.
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