Michael Brophy Email & Phone Number
Chief Compliance Officer @ CenterSquare Investment Management
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Michael Brophy Location
- Conshohocken, PA, US
Michael Brophy Work
- Chief Compliance Officer @ (January 2020 - Present)
Michael Brophy Education
- Widener University Schools of Law
Doctor of Law - JD
2003-2007 - University of Scranton
Bachelor of Science - BS (Finance, General)
1987-1991
Michael Brophy Skills
- Alternative Investments
- Analytical Skills
- Anti-Money Laundering
- Asset Management
- Attention to Detail
- Audio Conferencing
- Auditing
- Broker-Dealer
- Broker-Dealer Compliance
- Capital Markets
- Closed-end Funds
- Compliance Management
- Compliance Monitoring
- Contract Negotiation
- Critical Thinking
- Cybersecurity
- Decision-Making
- Due Diligence
- ERISA
- Employee Training
- Endowments
- Executive Visibility
- FINRA
- Financial Regulation
- Financial Services
- Fund Of Funds
- Global Regulatory Compliance
- Hedge Funds
- High degree of initiative
- Institutional Investments
- Investment Advisers Act
- Investment Advisor Compliance
- Investment Company Act
- Investment Management
- KYC Verification
- Legal Compliance
- Legal Matters
- Legal Writing
- Limited Partnerships
- Marketing Materials
- Mutual Funds
- Non-disclosure Agreements
- Policies & Procedures
- Policies & Procedures Development
- Policy Analysis
- Policy Writing
- Private Equity
- Private Placements
- Product Service
- Regulatory Compliance
- Regulatory Examinations
- Regulatory Filings
- Regulatory Reporting
- Regulatory Requirements
- Regulatory Submissions
- Risk Assessment
- Securities
- Securities Regulation
- Separately Managed Accounts
- Series 24
- Service Orientation (Social)
- Trading
- Venture Capital
- Wealth Management
- Written Communication
Michael Brophy Summary
- Michael Brophy, based in Conshohocken, PA, US, is currently a Chief Compliance Officer at CenterSquare Investment Management. Michael Brophy holds a 2003 - 2007 Doctor of Law - JD @ Widener University Schools of Law. With a robust skill set that includes Alternative Investments, Analytical Skills, Anti-Money Laundering, Asset Management, Attention to Detail and more. Michael Brophy has 7 emails and 4 mobile phone numbers on RocketReach.
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