Michael Berkley Email & Phone Number
Sr. Regional Supervisory Principal @ TIAA
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Michael Berkley Location
- Boston, MA, US
Michael Berkley Work
- Sr. Regional Supervisory Principal @ (February 2020 - Present)
- Branch Supervision Administrator @ (January 2015 - January 2020)
- Regional Compliance Manager @ (August 2009 - November 2014)
- Arbitrator @ (June 2009 - Present)
- Chief Compliance Officer (CCO) @ (March 2007 - May 2009)
- Field Compliance Supervisor @ (April 2006 - March 2007)
- Compliance Analyst and Sr. Market Conduct Compliance Examiner @ (January 2005 - April 2006)
- Financial Advisor @ (September 2000 - January 2005)
Michael Berkley Education
- University of Massachusetts Boston 2002
- University of Massachusetts Amherst 1999
- Brookline High School 1995
- University of Massachusetts Boston
Bachelor of Arts (Criminal Justice)
Michael Berkley Skills
- Supervision
- Management
- Analysis
- Auditing
- Policy
- Strategic Financial Planning
- Securities
- Interviews
- FINRA
- Project Planning
- Internal Audit
- Legal Writing
- Sales
- Series 24
- Series 7
- Risk Management
- Insurance
- Mutual Funds
- Investments
- Uniform Combined State Law
- Due Diligence
- Retirement
Michael Berkley Summary
- Michael Berkley, based in Boston, MA, US, is currently a Sr. Regional Supervisory Principal at TIAA. Michael Berkley brings experience from previous roles at TIAA, OneAmerica, FINRA and U.S. Wealth Management. Michael Berkley holds a University of Massachusetts Boston. With a robust skill set that includes Supervision, Management, Analysis, Auditing, Policy and more. Michael Berkley has 4 emails and 1 mobile phone numbers on RocketReach.
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