Michael Berkley Email & Phone Number
Sr. Regional Supervisory Principal @ TIAA
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Michael Berkley Location
- Boston, MA, US
Michael Berkley Work
- 2020 -now Sr. Regional Supervisory Principal @
- 2009 -now Arbitrator @
- 2015 -2020 Branch Supervision Administrator @
- 2009 -2014 Regional Compliance Manager @
- 2007 -2009 Chief Compliance Officer (CCO) @
- 2006 -2007 Field Compliance Supervisor @
- 2005 -2006 Compliance Analyst and Sr. Market Conduct Compliance Examiner @
- 2000 -2005 Financial Advisor @
Michael Berkley Education
- University of Massachusetts Boston 2002
- University of Massachusetts Amherst 1999
- Brookline High School 1995
- University of Massachusetts Boston
Bachelor of Arts (Criminal Justice)
Michael Berkley Skills
- Supervision
- Management
- Analysis
- Auditing
- Policy
- Strategic Financial Planning
- Securities
- Interviews
- FINRA
- Project Planning
- Internal Audit
- Legal Writing
- Sales
- Series 24
- Series 7
- Risk Management
- Insurance
- Mutual Funds
- Investments
- Uniform Combined State Law
- Due Diligence
- Retirement
Michael Berkley Summary
- Michael Berkley, based in Boston, MA, US, is currently a Sr. Regional Supervisory Principal at TIAA. Michael Berkley brings experience from previous roles at FINRA, TIAA, OneAmerica and U.S. Wealth Management. Michael Berkley holds a University of Massachusetts Boston. With a robust skill set that includes Supervision, Management, Analysis, Auditing, Policy and more. Michael Berkley has 4 emails and 1 mobile phone numbers on RocketReach.
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