Michael Ayres Email & Phone Number
Compliance Officer @ TD Securities
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Michael Ayres Location
- New York, NY, US
Michael Ayres Work
- Compliance Officer @ (October 2025 - Present)
- Sr. Compliance Officer - Global Compliance and Trade Surveillance @ (February 2021 - October 2025)
- Financial Crimes Compliance Officer @ (August 2019 - February 2021)
- AML and KYC Manager @ (January 2019 - August 2019)
- Vice-President – LatAm Private Bank @ (January 2014 - January 2018)
- Operations and Compliance Officer @ (January 2012 - January 2013)
- Equities Broker @ J. Streicher & Co. LLC (January 2010 - January 2011)
- Managing Director @ Cohen Capital Group LLC (January 2005 - January 2010)
- Equities Broker @ (January 2004 - January 2005)
- Managing Director @ Bear Wagner Specialists LLC (January 1991 - January 2003)
Michael Ayres Education
- Fordham Gabelli School of Business
Activities and societies: Beta Gamma Sigma
- Hofstra University
BBA (Banking & Finance)
Michael Ayres Skills
- AML
- KYC
- Compliance
- Investments
- Securities
- Equities
- Finance
- Trading
- Capital Markets
- Portfolio Management
- Financial Services
- Mutual Funds
- Options
- Fixed Income
- Equity Trading
- Investor Relations
- Electronic Trading
- Series 63
- Remediation
- Client Onboarding
- Enhanced Due Diligence
- Bloomberg
- Management
- FINRA
- ETFs
- OFAC
- Series 24
- Sanctions
- Series 7
- Series 99
- Fraud Investigations
- Anti-bribery
- Derivatives
- Bank Secrecy Act
- SAR
- Anti Bribery
Michael Ayres Summary
- Michael Ayres, based in New York, NY, US, is currently a Compliance Officer at TD Securities. Michael Ayres brings experience from previous roles at Scotiabank, Citi, Oppenheimer & Co. Inc. and J.P. Morgan. Michael Ayres holds a Activities and societies: Beta Gamma Sigma @ Fordham Gabelli School of Business. With a robust skill set that includes AML, KYC, Compliance, Investments, Securities and more. Michael Ayres has 3 emails and 3 mobile phone numbers on RocketReach.
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