Michael Ayres Email & Phone Number
Compliance Officer @ TD Securities
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Michael Ayres Location
- New York, NY, US
Michael Ayres Work
- 2025 -now Compliance Officer @
- 2021 -2025 Sr. Compliance Officer - Global Compliance and Trade Surveillance @
- 2019 -2021 Financial Crimes Compliance Officer @
- 2019 -2019 AML and KYC Manager @
- 2014 -2018 Vice-President – LatAm Private Bank @
- 2012 -2013 Operations and Compliance Officer @
- 2010 -2011 Equities Broker @ J. Streicher & Co. LLC
- 2005 -2010 Managing Director @ Cohen Capital Group LLC
- 2004 -2005 Equities Broker @
- 1991 -2003 Managing Director @ Bear Wagner Specialists LLC
Michael Ayres Education
- Fordham Gabelli School of Business
- Hofstra University
BBA (Banking & Finance)
Michael Ayres Skills
- AML
- KYC
- Compliance
- Investments
- Securities
- Equities
- Finance
- Trading
- Capital Markets
- Portfolio Management
- Financial Services
- Mutual Funds
- Options
- Fixed Income
- Equity Trading
- Investor Relations
- Electronic Trading
- Series 63
- Remediation
- Client Onboarding
- Enhanced Due Diligence
- Bloomberg
- Management
- FINRA
- ETFs
- OFAC
- Series 24
- Sanctions
- Series 7
- Series 99
- Fraud Investigations
- Anti-bribery
- Derivatives
- Bank Secrecy Act
- SAR
- Anti Bribery
Michael Ayres Summary
- Michael Ayres, based in New York, NY, US, is currently a Compliance Officer at TD Securities. Michael Ayres brings experience from previous roles at Scotiabank, Citi, Oppenheimer & Co. Inc. and J.P. Morgan. Michael Ayres holds a Fordham Gabelli School of Business. With a robust skill set that includes AML, KYC, Compliance, Investments, Securities and more. Michael Ayres has 4 emails and 3 mobile phone numbers on RocketReach.
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