Matthew Gartner Email & Phone Number
Senior Principal Analyst - Surveillance and Market Intelligence @ FINRA (Financial Industry Regulatory Authority)
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Matthew Gartner Location
- Chicago, IL, US
Matthew Gartner Work
- Senior Principal Analyst - Surveillance and Market Intelligence @ (March 2026 - Present)
- Principal Analyst - Surveillance and Market Intelligence @ (June 2024 - March 2026)
- Senior Manager - Compliance Surveillance and Monitoring @ (April 2021 - May 2024)
- Senior Manager - Global Compliance Testing @ (April 2016 - April 2021)
- Manager - Control Group @ (April 2014 - April 2016)
- Compliance Associate @ (December 2012 - April 2014)
- Branch Compliance Manager @ Much Shelist, P.C. (September 2010 - November 2012)
- Financial Representative - Equities and Options Trader @ (December 2008 - July 2010)
Matthew Gartner Education
- Miami University
BS (Finance)
2004-2008
Matthew Gartner Skills
- Series 7
- Series 24
- Series 63
- Series 65
- Alternative Investments
- General Securities Principal
- Securities Regulation
- Compliance
- Equities
- Fixed Income
- Derivatives
- Combination
- Deloitte
- Asset
- Financial Markets
- Project Management
- General Securities
- Regulations
- Consulting
- Resume
- Research
- Hear
- Microsoft Office
- Microsoft Excel
- Finance
- Trading
- Career Opportunities
- Capital Markets
- Miami
- Management
- Explore
- Writing
- Touch
- Consideration
- Gartner
- Leadership
Matthew Gartner Summary
- Matthew Gartner, based in Chicago, IL, US, is currently a Senior Principal Analyst - Surveillance and Market Intelligence at FINRA. Matthew Gartner brings experience from previous roles at FINRA and Charles Schwab. Matthew Gartner holds a 2004 - 2008 BS in Finance @ Miami University. With a robust skill set that includes Series 7, Series 24, Series 63, Series 65, Alternative Investments and more. Matthew Gartner has 2 emails and 2 mobile phone numbers on RocketReach.
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