Matt Sugden's Location
Boston, Massachusetts, United States
Matt Sugden's Work
- Director of Compliance @ Commonwealth Financial Network
- Assistant Director - Compliance @ Commonwealth Financial Network
- Manager - Branch Exams and Escalations @ Commonwealth Financial Network
- Supervisor - Branch Exams @ Commonwealth Financial Network
- Osj Program Manager @ Commonwealth Financial Network
- Senior Compliance Advisor @ Commonwealth Financial Network
Matt Sugden's Education
- Quinnipiac University
(Legal Studies, Pre Law)
1999 - 2003
Matt Sugden's Skills
- Uniform Combined State Law
- FINRA
- Financial Risk
- Risk
- Compliance
- Series 66
- Securities Regulation
- Financial Services
- Series 7
- Securities
Matt Sugden's Summary
Matt Sugden, based in Boston, Massachusetts, United States, is currently a Director of Compliance at Commonwealth Financial Network, bringing experience from previous roles at Commonwealth Financial Network. Matt Sugden holds a 1999 - 2003 Quinnipiac University. With a robust skill set that includes Uniform Combined State Law, FINRA, Financial Risk, Risk, Compliance and more, Matt Sugden contributes valuable insights to the industry. Matt Sugden has 2 emails on RocketReach.
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