Crcp Matt Sugden's Location
Natick, MA, US
Crcp Matt Sugden's Work
- Senior Vice President @ Commonwealth Financial Network
- Vice President Compliance @ Commonwealth Financial Network
- Director Of Compliance @ Commonwealth Financial Network
- Assistant Director - Compliance @ Commonwealth Financial Network
- Manager - Branch Exams and Escalations @ Commonwealth Financial Network
- Supervisor - Branch Exams @ Commonwealth Financial Network
- OSJ Program Manager @ Commonwealth Financial Network
- Senior Compliance Advisor @ Commonwealth Financial Network
Crcp Matt Sugden's Education
- Quinnipiac University
Legal Studies (Pre-Law Studies)
1999 - 2003 - FINRA institute at Wharton
Certified Regulatory and Compliance Proffesional (CRCP)
Crcp Matt Sugden's Skills
- Series 7
- Securities
- FINRA
- Mutual Funds
- Series 24
- Financial Risk
- Financial Services
- Securities Regulation
- Uniform Combined State Law
- Compliance
Crcp Matt Sugden's Summary
CRCP Matt Sugden, based in Natick, MA, US, is currently a Senior Vice President at Commonwealth Financial Network, bringing experience from previous roles at Commonwealth Financial Network. CRCP Matt Sugden holds a 1999 - 2003 Legal Studies in Pre-Law Studies @ Quinnipiac University. With a robust skill set that includes Series 7, Securities, FINRA, Mutual Funds, Series 24 and more, CRCP Matt Sugden contributes valuable insights to the industry. CRCP Matt Sugden has 2 emails and 1 mobile phone number on RocketReach.
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