Mark Powers Email & Phone Number
Senior Director of Workplace Solutions Compliance (BD and RIA) @ Transamerica
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Mark Powers Location
- New York, NY, US
Mark Powers Work
- 2020 - now Senior Director of Workplace Solutions Compliance (BD and RIA) @
- 2017 - 2019 Vice President, Chief Compliance Officer @
- 2016 - 2017 Vice President, Compliance Director @
- 2016 - 2016 First Vice President and Director of Compliance @
- 2015 - 2016 Vice President and Senior Compliance Officer @
- 2013 - 2015 Vice President and Compliance Officer @
- 2007 - 2013 Senior Investigator @
- 2006 - 2007 Investigator @
- 2005 - 2005 Corporate Paralegal Intern @
Mark Powers Education
- Boston College
B.A. (Major in History, Minor in Irish Studies)
2002 - 2006 - Fordham Preparatory School
(High School)
1999 - 2002
Mark Powers Skills
- Securities Regulation
- Securities
- AML
- Hedge Funds
- FINRA
- Corporate Law
- Legal Writing
- Series 7
- Series 63
- Series 24
- Financial Services
- Alternative Investments
- Financial Analysis
- Anti Money Laundering
- Capital Markets
- Equities
- Fixed Income
- Mutual Funds
- Regulatory Compliance
- Fraud Detection
- Investigation
- KYC
- Financial Regulation
- Trading
- Strategy
- Public Speaking
- Microsoft Excel
- Microsoft Office
- Business Development
- Customer Service
Mark Powers Summary
- Mark Powers, based in New York, NY, US, is currently a Senior Director of Workplace Solutions Compliance (BD and RIA) at Transamerica. Mark Powers brings experience from previous roles at Owl Rock Capital and W. P. Carey Inc.. Mark Powers holds a 2002 - 2006 B.A. in Major in History, Minor in Irish Studies @ Boston College. With a robust skill set that includes Securities Regulation, Securities, AML, Hedge Funds, FINRA and more. Mark Powers has 3 emails and 1 mobile phone numbers on RocketReach.
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