2016 -2016 First Vice President and Director of Compliance @
2015 -2016 Vice President and Senior Compliance Officer @
2013 -2015 Vice President and Compliance Officer @
2007 -2013 Senior Investigator @
2006 -2007 Investigator @
2005 -2005 Corporate Paralegal Intern @
Mark Powers Education
Boston College
B.A. (Major in History, Minor in Irish Studies)
2002-2006
Fordham Preparatory School
(High School)
1999-2002
Mark Powers Skills
Securities Regulation
Securities
AML
Hedge Funds
FINRA
Corporate Law
Legal Writing
Series 7
Series 63
Series 24
Financial Services
Alternative Investments
Financial Analysis
Anti Money Laundering
Capital Markets
Equities
Fixed Income
Mutual Funds
Regulatory Compliance
Fraud Detection
Investigation
KYC
Financial Regulation
Trading
Strategy
Public Speaking
Microsoft Excel
Microsoft Office
Business Development
Customer Service
Mark Powers Summary
Mark Powers, based in New York, NY, US, is currently a Senior Director of Workplace Solutions Compliance (BD and RIA) at Transamerica. Mark Powers brings experience from previous roles at Owl Rock Capital and W. P. Carey Inc.. Mark Powers holds a 2002 - 2006 B.A. in Major in History, Minor in Irish Studies @ Boston College. With a robust skill set that includes Securities Regulation, Securities, AML, Hedge Funds, FINRA and more. Mark Powers has 3 emails and 2 mobile phone numbers on RocketReach.
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