2017 -now Assistant Director and Chief Counsel Office of the Investor Advocate @
2014 -2017 Senior Special Counsel, Office of the Investor Advocate @
2010 -2014 Senior Investment Management Counsel, Office of Investor Education and Advocacy (Chief Counsel's Ofc.) @
2009 -2010 Senior Counsel, Division of Investment Management, @
2003 -2009 Senior Counsel, Office of the General Counsel, @
now Attorney @ Levin Schreder & Carey
now Attorney @
1997 -1998 Attorney @
Marc Sharma Education
Northwestern University Pritzker School of Law
UC Irvine
University of Southern California - Marshall School of Business
Marc Sharma Skills
Securities Litigation
Investment Company Act
FINRA
SEC
Financial Education
Broker Dealer
Investments
Disclosure
Investment Management
Financial Regulation
Investment Advisers Act
Securities Regulation
Financial Services
Securities
Mutual Funds
Private Placements
Securities Offerings
Marc Sharma Summary
Marc Sharma, based in Washington, DC, US, is currently a Attorney at Levin Schreder & Carey. Marc Sharma brings experience from previous roles at U.S. Securities and Exchange Commission. Marc Sharma holds a Northwestern University Pritzker School of Law. With a robust skill set that includes Securities Litigation, Investment Company Act, FINRA, SEC, Financial Education and more. Marc Sharma has 2 emails and 1 mobile phone numbers on RocketReach.
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