Lucy Mills Email
Operational Compliance and Monitoring Manager @ Winterflood Securities
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Lucy Mills Location
- United Kingdom
Lucy Mills Work
- 2024 -now Operational Compliance and Monitoring Manager @
- 2020 -2024 Compliance Monitoring Manager @
- 2017 -2020 Senior Compliance Analyst @
- 2014 -2017 Control Room and Monitoring Analyst @
- 2014 -2014 Compliance Executive @
- 2013 -2014 Head of Client Services @
- 2011 -2013 Customer Support Manager @
- 2008 -2011 Customer Support Assistant @
Lucy Mills Education
- The University of Sheffield 2004-2008
Lucy Mills Skills
- Management
- KYC
- Financial Markets
- Customer Service
- Team Management
- AML
- Risk Management
- Compliance
- Market Abuse
- Service Delivery
- Derivatives
- Business Analysis
- Onboarding
- Regulations
- Compliance Monitoring
- Complaint Investigations
- MiFID
- Anti Money Laundering
- Financial Services
- Project Delivery
- Financial Promotions
Lucy Mills Summary
- Lucy Mills, based in United Kingdom, is currently a Operational Compliance and Monitoring Manager at Winterflood Securities. Lucy Mills brings experience from previous roles at Winterflood Securities and London Capital Group. Lucy Mills holds a 2004 - 2008 The University of Sheffield. With a robust skill set that includes Management, KYC, Financial Markets, Customer Service, Team Management and more. Lucy Mills has 1 emails on RocketReach.
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