James Wharton Email
Dealing and Operational Oversight Director
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James Wharton Location
- London, GB
James Wharton Work
- 2025 -now Dealing and Operational Oversight Director @ Winterflood Jersey Limited
- 2023 -2025 Head of Operations @
- 2018 -2023 Head of Custody Operations @
- 2017 -2018 Head of CASS Oversight (CF10a) @
- 2016 -2017 CASS Specialist @
- 2014 -2016 Group Head of Internal Control (CF10a) @
- 2011 -2014 Head of London Settlements and CASS oversight (CF10a) @
- 2008 -2010 Project delivery and process management @
- 2001 -2007 Police Officer @
- 1997 -2000 Air Loadmaster @
James Wharton Skills
- Settlement
- Equities
- Back Office
- Prime Brokerage
- Investment Banking
- Fixed Income
- Operational Risk
- IPO
- Derivatives
- Equity Derivatives
- Middle Office
- SWIFT payments
- Market Risk
- FX Options
- Emerging Markets
- CASS
- Wealth Management Services
- Wealth Management
- Disaster Recovery
- Business Continuity
- Project Management
- Operations Management
- Team Management
- Client Money
- Foreign Exchange (FX) Options
- Back Office Operations
- Risk Management
- Regulatory Compliance
- Sales
- PowerPoint
- Process Improvement
- Management
- Microsoft Word
- Foreign Exchange Fx Options
- Strategy
- Financial Analysis
- Foreign Exchange Options
James Wharton Summary
- James Wharton, based in London, GB, is currently a Dealing and Operational Oversight Director at Winterflood Jersey Limited. James Wharton brings experience from previous roles at Winterflood Securities. With a robust skill set that includes Settlement, Equities, Back Office, Prime Brokerage, Investment Banking and more. James Wharton has 1 emails on RocketReach.
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