Garrett College Foundation, Board Member @ (August 2019 - Present)
Board Member @ Startup private companies (April 2021 - October 2024)
FINRA’s National Adjudicatory Council, Chair, Vice Chair, Member @ (January 2019 - December 2022)
JP Morgan, Managing Director, Chief Compliance Officer, Asset and Wealth Management @ (October 2013 - March 2018)
Principal @ (February 2010 - October 2013)
Director, Office of Compliance Inspections and Examinations @ (June 1995 - August 2009)
Executive Assistant to Chairman Arthur Levitt @ (May 1994 - May 1995)
Division of Enforcement: Associate Director, Assistant Director, Branch Chief, Staff Attorney @ (September 1985 - May 1994)
Lori Richards Summary
Lori Richards, based in Washington, DC, US, is currently a Independent Director, Multi-Asset Funds at BlackRock. Lori Richards brings experience from previous roles at SEC Historical Society, Garrett College and Startup private companies. Lori Richards has 1 emails and 2 mobile phone numbers on RocketReach.
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