Liz Email & Phone Number
Chief Compliance Officer; Gusto Investment Services and Gusto Brokerage @ Gusto
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Liz Location
- Solana Beach, CA, US
Liz Work
- 2022 -now Chief Compliance Officer; Gusto Investment Services and Gusto Brokerage @
- 2021 -2022 Director Of Compliance @
- 2020 -2021 Senior Compliance Manager @
- 2019 -2020 Compliance Consulting for the Financial Services Community @ Greyline Partners, LLC
- 2018 -2020 Compliance and Operations Manager @
- 2016 -2017 Operations Associate @
- 2015 -2016 Operations Analyst @
- 2013 -2015 Email Communications Specialist @
- 2011 -2013 Client Service Associate @ Financial Network Limited
- 2009 -2010 Financial Professional @
- 2008 -2009 Retail Lockbox, Remittance Processor @
- 2006 -2008 Central Deposit, ATM Processor @
Liz Education
- Central Connecticut State University
Bachelor's degree (Accounting)
2004-2008 - Seymour High School
Liz Skills
- Mutual Funds
- Series 7
- Compliance Procedures
- Equities
- 401k
- Series 24
Liz Summary
- Liz, based in Solana Beach, CA, US, is currently a Chief Compliance Officer; Gusto Investment Services and Gusto Brokerage at Gusto. Liz brings experience from previous roles at Guideline, Greyline Partners, LLC and CircleUp. Liz holds a 2004 - 2008 Bachelor's degree in Accounting @ Central Connecticut State University. With a robust skill set that includes Mutual Funds, Series 7, Compliance Procedures, Equities, 401k and more. Liz has 1 emails and 1 mobile phone numbers on RocketReach.
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