Lisa Yates Email & Phone Number
Executive Director, Internal Audit @ Daiwa Capital Markets America Inc.
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Lisa Yates Location
- New York, United States
Lisa Yates Work
- 2013 -now Executive Director, Internal Audit @
- 2003 -2013 Vice President, Manager, Internal Audit @ Pershing LLC
- 2000 -2003 Senior Accountant @
Lisa Yates Education
- St. John's University 1996-2000
Lisa Yates Skills
- Series 7
- Series 63
- Internal Controls
- Auditing
- Sarbanes-Oxley Act
- Risk Assessment
- Financial Risk
- Operational Risk Management
- Financial Reporting
- Capital Markets
- AML
- Series 24
- Sales
- Microsoft Office
- Strategic Planning
- Research
- Leadership
- Sarbanes Oxley Act
Lisa Yates Summary
- Lisa Yates, based in New York, United States, is currently a Executive Director, Internal Audit at Daiwa Capital Markets America Inc.. Lisa Yates brings experience from previous roles at Pershing LLC and Rothstein Kass. Lisa Yates holds a 1996 - 2000 St. John's University. With a robust skill set that includes Series 7, Series 63, Internal Controls, Auditing, Sarbanes-Oxley Act and more. Lisa Yates has 3 emails and 2 mobile phone numbers on RocketReach.
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