Lisa Bridgeford's Location
Omaha, NE, US
Lisa Bridgeford's Work
- Chief Compliance Officer @ RQD* Clearing
- Chief Compliance Officer @ Axos® Clearing, A Subsidiary of Axos Financial
- Deputy Compliance Officer @ COR Clearing LLC
- Compliance Analyst III @ Securities America Inc.
- Compliance Analyst @ Carson Wealth
- Compliance Officer @ Legent Clearing LLC
- Compliance Officer and Privacy Officer @ COR Clearing LLC
- Office @ McMannama & Associates
- Operations Manager @ RBC Dain Rausher
Lisa Bridgeford's Education
- Nebraska College of Business1974 - 1975
Lisa Bridgeford's Skills
- Securities
- Compliance
- FINRA
- Financial Services
- Series 7
- Mutual Funds
- Series 63
- Risk Management
- KYC
- OFAC
Lisa Bridgeford's Summary
Lisa Bridgeford, based in Omaha, NE, US, is currently a Chief Compliance Officer at RQD* Clearing, bringing experience from previous roles at Axos® Clearing, A Subsidiary of Axos Financial™, COR Clearing LLC, Securities America and Carson Wealth Management Group. Lisa Bridgeford holds a 1974 - 1975 Nebraska College of Business. With a robust skill set that includes Securities, Compliance, FINRA, Financial Services, Series 7 and more, Lisa Bridgeford contributes valuable insights to the industry. Lisa Bridgeford has 2 emails and 1 mobile phone number on RocketReach.
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ViewJohn Murphy
Director and Software Engineer at RQD* Clearing at RQD* Clearing
New York, United States11
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