Lance Murray Email & Phone Number
Chief Compliance Officer @ IHT Wealth Management
5 free lookup(s).
Lance Murray Location
- Chicago, IL, US
Lance Murray Work
- 2022 - now Chief Compliance Officer @
- 2023 - now CCO @
- 2015 - 2021 Managing Director, Chief Compliance Officer @
- 2011 - 2013 Managing Principal @ LDM Securities Consulting
- 2009 - 2011 Managing Director, Chief Compliance Officer @ Terra Nova Financial
- 2008 - 2009 Chief Compliance Officer @
- 2002 - 2008 Senior Manager, Securities Regulatory Consulting @
- 1996 - 2002 Field Supervisor @
Lance Murray Education
- Boston University
Lance Murray Skills
- Securities Regulation
- Compliance
- Back Office
- Operations
- Financial Reporting
- Proprietary Trading
- Equities Trading
- Options Trading
- Advertising
- AML
- Registration
- Soft Dollar
- Foreign Finders
- Options
- Securities
- Trading
- Prime Brokerage
- Market Making
- Broker-Dealer
- Trading Systems
- Fixed Income
- Corporate Actions
- Derivatives
- SEC
- FINRA
- Asset Management
- Financial Markets
- Financial Risk
- Hedge Funds
- Start-ups
- Capital Markets
- Series 7
- Risk Management
- Operational Risk
- Equities
- Alternative Investments
- Financial Services
- Finance
- Investments
- Auditing
- Portfolio Management
- Internal Controls
- Equity Derivatives
- Fund Of Funds
- Bloomberg
- Anti Money Laundering
- U.S. Securities and Exchange Commission (SEC)
- Consulting
- Social Media
- Sales
- Start Ups
- U.S. Securities And Exchange Commission Sec
- Dealers
- Training
- Series 24
- Broker Dealer
- Financial Advisory
- Conflict Management
- Securities Laws
- Corrective Actions
- Books
- Nasd
- Payments
- Lightspeed
- Vulnerability
- Net
- Direct Market Access
- Blower
- Nfa
- Mentoring
- Structure
- Institutional Sales
- Business Administration
- Temporary Placement
- Assessment
- Disclosures
- Benchmarking
- Securities Lending
- Management
- Science
- CFTC
- Electronic Trading Systems
- Rules
- Clearing
- Boston
- Compliance Training
- Ethics
- Business Lines
- Accounting
- Algorithms
- Exams
- Execution
- Formulate
- OTC
- Guidance
- System
- Real Time
- Tests
- Process Analysis
- Sage Act
- Futures
- Reports
- Segregated Funds
- Trace
- Balance Sheet
- Policy
- Disaster Recovery
- Supervisory
- Traders
- Intranet
- Delegate
- Investment Companies
- Ratios
- New Orleans
- Ldm
- System Monitoring
- Reporting
- Computation
- Capital
- Chicago
- Board of Directors
- Analysis
- Surveillance
- Written
- P&L
- Letters
- R
- Notification
- Promotional
- 24 Licensed
- Site Inspections
- Applications
- Sheets
- Best Execution
- Operational Activities
- Regulatory Reporting
- Privacy Law
- Regulatory Requirements
- Risk Assessment
- Soft Dollars
- Presentations
- Internal Audit
- Policies and Procedures
- Regulations
- International
- Conflicts
- Efficiencies
- New Services
- Kpmg
- Executive Management
- Microsoft Exchange
- Oats
- New York
- Reviews
- Electronics
- Regulatory Standards
- Code of Conduct
- Legal Advice
- Bridge Inspection
- Consolidate
- Margin Improvement
- Agents
- Budgets
- Culture
- Risk
- Control Procedures
- Acats
- Mock
- Evaluation
- Automation
- u.s. Securities and Exchange Commission
Lance Murray Summary
- Lance Murray, based in Chicago, IL, US, is currently a Chief Compliance Officer at IHT Wealth Management. Lance Murray brings experience from previous roles at Riverwalk Capital Partners, HighTower, LDM Securities Consulting and Terra Nova Financial. Lance Murray holds a Boston University. With a robust skill set that includes Securities Regulation, Compliance, Back Office, Operations, Financial Reporting and more. Lance Murray has 1 emails and 1 mobile phone numbers on RocketReach.
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Top IHT Wealth Management Employees
Lance Murray
Chief Compliance Officer
Chicago, IL, US
Vivian Li
Director of Operations
Chicago, IL, US
Dario Kerkez
Wealth Manager
Chicago, IL, US
Justine Ochoa
Financial Advisor
Chicago, IL, US
Darla Douglas
Director of Compliance
Boulder, CO, US
Jeff st. John
Vice President - Financial Advisor
Chicago, IL, US
Karim Poonawala
Wealth Manager
Orlando, FL, US
Molly Pasman
Director Of Business Development
Chicago, IL, US
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