Lance Huntley Location
- Austin, TX, US
Lance Huntley Work
- 2020 -now Director @
- 2018 -2020 Founder and Chief Executive Officer @ CLH Compliance
- 2017 -2018 Chief Compliance Officer @
- 2015 -2017 Chief Compliance Officer @
- 2006 -2015 Vice President, Compliance Officer @
- 2004 -2006 Chief Compliance Officer @
- 2003 -2004 Senior Compliance Officer @
- 2001 -2003 Chief Compliance Officer @ Protrader Securities
- 1998 -2001 Chief Compliance Officer @ Cybertrader
- now Securities Examiner @
Lance Huntley Education
- Texas State
Bachelor Of Science (Finance)
1992-1995
Lance Huntley Skills
- Smart Review
- Registration and Licensing Management
- Complaint Management
- Advertising Review Software
- Series 24
- FINRA
- Series 7
- Securities
- Series 63
- Mutual Funds
- AML
- Asset Managment
- Equities
- Wealth Management
- OFAC
- Options
- Alternative Investments
- Anti Money Laundering
- Asset Management
- Broker-Dealer
- Capital Markets
- Financial Markets
- Financial Services
- Investment Advisory
- Risk Management
- Uniform Combined State Law
- Investments
- Trading
- Trading Systems
- Securities Regulation
Lance Huntley Summary
- Lance Huntley, based in Austin, TX, US, is currently a Director at Red Oak Compliance Solutions. Lance Huntley brings experience from previous roles at CLH Compliance, Microventures, Honest Dollar and NFP. Lance Huntley holds a 1992 - 1995 Bachelor Of Science in Finance @ Texas State. With a robust skill set that includes Smart Review, Registration and Licensing Management, Complaint Management, Advertising Review Software, Series 24 and more. Lance Huntley has 4 emails and 3 mobile phone numbers on RocketReach.
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Top Red Oak Compliance Solutions Employees
Kirsten Newbold-Knipp
Chief Operating Officer
Austin, TX, US
Rick Grashel
Co-Founder, Chief Technology Officer
Round Rock, TX, US
Jay Madhani
CFO
Austin, TX, US
Kristin Runyan
Chief People, Product and Process Officer (C3PO)
Cedar Park, TX, US
Cathy Vasilev
Co-Founder and Compliance Advisor
Cedar Park, TX, US
Lacey Miller
Head of Growth
Austin, TX, US
Aaron Berger
Vice President of Implementations
San Diego, CA, US
Michael Lubansky
Senior Vice President Strategy
New York, NY, US
Lance Huntley
Director
Austin, TX, US
Wade Williams
Chief Information and Technology Officer
Austin, TX, US
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