Lance Huntley Email & Phone Number
Director @ Red Oak Compliance Solutions
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Lance Huntley Location
- Austin, TX, US
Lance Huntley Work
- 2020 -now Director @
- 2018 -2020 Founder and Chief Executive Officer @ CLH Compliance
- 2017 -2018 Chief Compliance Officer @
- 2015 -2017 Chief Compliance Officer @
- 2006 -2015 Vice President, Compliance Officer @
- 2004 -2006 Chief Compliance Officer @
- 2003 -2004 Senior Compliance Officer @
- 2001 -2003 Chief Compliance Officer @ Protrader Securities
- 1998 -2001 Chief Compliance Officer @ Cybertrader
- now Securities Examiner @
Lance Huntley Education
- Texas State
Bachelor Of Science (Finance)
1992-1995
Lance Huntley Skills
- Smart Review
- Registration and Licensing Management
- Complaint Management
- Advertising Review Software
- Series 24
- FINRA
- Series 7
- Securities
- Series 63
- Mutual Funds
- AML
- Asset Managment
- Equities
- Wealth Management
- OFAC
- Options
- Alternative Investments
- Anti Money Laundering
- Asset Management
- Broker-Dealer
- Capital Markets
- Financial Markets
- Financial Services
- Investment Advisory
- Risk Management
- Uniform Combined State Law
- Investments
- Trading
- Trading Systems
- Securities Regulation
Lance Huntley Summary
- Lance Huntley, based in Austin, TX, US, is currently a Director at Red Oak Compliance Solutions. Lance Huntley brings experience from previous roles at CLH Compliance, Microventures, Honest Dollar and NFP. Lance Huntley holds a 1992 - 1995 Bachelor Of Science in Finance @ Texas State. With a robust skill set that includes Smart Review, Registration and Licensing Management, Complaint Management, Advertising Review Software, Series 24 and more. Lance Huntley has 4 emails and 3 mobile phone numbers on RocketReach.
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