Kimberly Key Email

Chief Compliance Officer @ Capital Wealth Advisors

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Kimberly Key Location

Naples, FL, US

Kimberly Key Work

2021 - now Chief Compliance Officer @ Capital Wealth Advisors
2021 - 2024 Chief Compliance Officer - CW Institutional, LLC @ CW Institutional, LLC
2021 - 2023 Chief Compliance Officer @ CWA Naples, LLC

2016 - 2020 Chief Compliance Officer @ Keel Point
2015 - 2016 Quality Assurance Compliance Manager @ Regions Bank
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2013 - 2015 Complex Risk Officer @ Morgan Stanley
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2004 - 2011 Compliance Officer @ Sterne Agee
2000 - 2004 Registered Client Service Associate @ UBS Group AG

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Kimberly Key Education

Birmingham School of Law
Doctor of Law (J.D.) (Law)
2011 - 2015
University of Pennsylvania - The Wharton School
Certified Regulatory Compliance Professional Program (Securities Laws and Regulations)
2009 - 2011
University of Alabama at Birmingham
B.S. Finance (Finance, General)
1998 - 2004

University of Alabama at Birmingham
Bachelor of Science in Finance (Finance, General)
1999 - 2004
Registered Representative of The Leaders Group, Inc. Member FINRA/SIPC.
2025

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Kimberly Key Summary

Kimberly Key, based in Naples, FL, US, is currently a Chief Compliance Officer at CAPITAL WEALTH ADVISORS. Kimberly Key brings experience from previous roles at CW Institutional, LLC, CWA Naples, LLC, Keel Point, LLC and Regions Financial Corporation. Kimberly Key holds a 2011 - 2015 Doctor of Law (J.D.) in Law @ Birmingham School of Law. Kimberly Key has 2 emails on RocketReach.

Kimberly Key Emails

Found 2 emails

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