Kevin Patton Email & Phone Number

Vice President - Compliance Officer (Mutual Fund CCO for multiple trusts) @ Ultimus Fund Solutions

View Kevin's Email & Phone Number

5 free lookup(s).

If you need more lookups, subscriptions start at $34 USD/month.

Kevin Patton Location

Wilmington, OH, US

Kevin Patton Work

2023 -now Vice President - Compliance Officer (Mutual Fund CCO for multiple trusts) @
2023 -2023 Outsourced Chief Compliance Officer @
2022 -2023 Senior Principal Consultant (Outsourced CCO) @
2020 -2022 AVP, Compliance Officer (Mutual Fund and Adviser CCO) @
2005 -2020 Partner and Chief Compliance Officer @ Renaissance Investment Management (AMG affiliate)
2002 -2005 Senior Compliance Officer, AVP, Interim CCO Fifth Third Asset Management (Clear Arc Capital Mgmt) @
2000 -2002 Trust Officer and Operations Manager and Conversion Coordinator @

Kevin Patton Education

University of Louisville
MBA
1994-2000
University of Louisville
BSBA
1988-1992

Kevin Patton Skills

Training
Writing
Management
Project Management
Coaching
Communication
Risk Management
Financial Risk
Asset Management
Investments
Auditing
Financial Services
ERISA
Finance
Investment Advisory
Investment Management
Legal Compliance
Capital Markets
Microsoft Excel
Equities
Insurance
Contract Negotiation
Compliance
Microsoft Office
Supervision
Microsoft Word
Risk
Mutual Funds
Leadership Development
Regulatory Compliance
SEC
Financial Performance
Sound
Screening
Leases
Arrangements
Training and Development
Brokerage
Manages
Cost
Net
Multifaceted
Mentoring
Policy Development
Iar
Proxy
Operational Efficiency
Business Administration
Legal
Devise
Uma
Third Party
Disclosures
Data Conversion
Benchmarking
Real Estate Transactions
Operational Analysis
GIPS Compliance
New Account
RIA
Dol
Proxy Voting
Monitors
Accounting
Approvals
Human Resources
Exams
Bonds
Personal Trust
Securities Regulation
Valuation
Federal Reserve
Milling
System
Business Services
Tier Ii
Sage Act
Asset Allocation
Reports
Strategies
Testing
Registered Investment Adviser
Forensic Analysis
Policy
Community Outreach
Disaster Recovery
Status Reports
Conferences
Investment Companies
Documentation
Streamlining
Fed
Mitigation
Research
Articles
Reporting
Compliance Management
Liaise
Pragmatic
Analysis
Auto
REO
Gap Analysis
Comments
Pensions
CIP
Instrumental
RFP
Retail
Joining
Investment Company Act
Schedules
Negotiation
IPS
Composites
RFI
Regulatory Reporting
Licensing
Operations
Workshops
Licensure
Author
Interactive Advertising
Ohio
Marketing
Ima
Inception
Project Planning
Escrow
Data Logging
Harvesting
Newsletters
Governance
Contractual Agreements
Soft Dollars
SEC Regulations
Fax
Mechanism
Re Engineering
Servers
Energized
Websites
Internal Audit
Cco
Policies and Procedures
Regulations
Code of Ethics
Distribution
Labor Issues
Contract Management
Renaissance
Executive Management
Trust
Tax
Forms
Reviews
Checklists
Electronics
Disclosure
Wrap
Kentucky
OFAC
Gips
Claim
Wrap Accounts
Continuing Education
Privacy Policies
Deadline
Netting
Budgets
Financial Transactions
Registrations
Trading
Filing
Due Diligence
Meetings
Amendments
Directing
Retirement
Actuaries
Iss
Series 65
Coordinated
Coordinate
Databases

Kevin Patton Summary

Kevin Patton, based in Wilmington, OH, US, is currently a Vice President - Compliance Officer (Mutual Fund CCO for multiple trusts) at Ultimus Fund Solutions. Kevin Patton brings experience from previous roles at Dinsmore Compliance Services, ACA Group, Ultimus Fund Solutions and Renaissance Investment Management (AMG affiliate). Kevin Patton holds a 1994 - 2000 MBA @ University of Louisville. With a robust skill set that includes Training, Writing, Management, Project Management, Coaching and more. Kevin Patton has 2 emails and 2 mobile phone numbers on RocketReach.