2007 - 2008 Head of Compliance and Deputy MLRO @ Base CM (now Aldermore Bank)
2006 - 2007 Compliance Monitoring Team Manager @ Park Row
2002 - 2006 Compliance Consultant @ Director
2000 - 2002 Compliance Review and Complaint Handling @ Royal London
Kevin Guy Education
Institute of Risk Management
Cert. Risk Management in Financial Services (covering ERM, Basel II, Operational Risk)
2014 - 2015
The Chartered Institute for Securities & Investment (The CISI)
Diploma in Investment Compliance (covering UK Financial Services regulation)
2011 - 2012
Alliance Manchester Business School
ICA Diploma in Financial Crime Prevention (covering AML, Market Abuse and Fraud)
2008 - 2009
University of Bradford
(Mathetmatics and Statistics)
1990 - 1992
Kevin Guy Summary
Kevin Guy, based in United Kingdom, is currently a Head Of Compliance - UK at ZEDRA Group. Kevin Guy brings experience from previous roles at Director, Guardian Wealth Management, London Scottish Bank and Base CM (now Aldermore Bank). Kevin Guy holds a 2014 - 2015 Cert. Risk Management in Financial Services in covering ERM, Basel II, Operational Risk @ Institute of Risk Management. Kevin Guy has 2 emails on RocketReach.
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