Keith Whelan Email & Phone Number
Compliance and Operational Risk Manager @ Bank of America
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Keith Whelan Location
- Charlotte, NC, US
Keith Whelan Work
- 2022 - now Compliance and Operational Risk Manager @
- 2017 - 2022 Global Financial Crimes Compliance and Anti Money Laundering Investigator @
- 2014 - 2017 GBAM and GWIM Global Compliance Reviews @
- 2012 - 2014 Front Office Control (Equities) @
- 2007 - 2012 Equities Middle Office @
- 2002 - 2007 Specialist Clerk and Trading Assistant @ LaBranche & Co. LLC
Keith Whelan Education
- University of Hartford 1997 - 2001
Keith Whelan Skills
- Portfolio Management
- Series 63
- Electronic Trading
- Securities
- Trading Systems
- Investments
- Bloomberg
- Trading
- Social Media
- Marketing
- Risk Management
- Fixed Income
- Securities Regulation
- Options
- Series 7
- Equities
- Hedge Funds
- Equity Trading
- Financial Markets
Keith Whelan Summary
- Keith Whelan, based in Charlotte, NC, US, is currently a Compliance and Operational Risk Manager at Bank of America. Keith Whelan brings experience from previous roles at Bank of America and Merrill Lynch. Keith Whelan holds a 1997 - 2001 University of Hartford. With a robust skill set that includes Portfolio Management, Series 63, Electronic Trading, Securities, Trading Systems and more. Keith Whelan has 2 emails and 1 mobile phone numbers on RocketReach.
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