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Keith Marks Location
Salisbury, CT, US
Keith Marks Work
2025 -now Chief Compliance Officer @
2025 -2025 Principal, Managing Director of Compliance @
2022 -2025 Chief Compliance Officer @
2017 -2022 Executive Director @
2007 -2022 Partner, Senior Consultant, General Counsel @
1999 -2007 Consultant and Director, Investment Adviser Consulting Services @
1997 -1999 Associate @
1997 -1998 Clerk @ Connecticut Supreme Court
1995 -1996 Law Clerk @ Connecticut Appellate Court
Keith Marks Education
Western New England University School of Law
JD
1992-1995
University of Connecticut
BA (English, Political Science)
1988-1992
Keith Marks Summary
Keith Marks, based in Salisbury, CT, US, is currently a Chief Compliance Officer at F.L.Putnam Investment Management Company. Keith Marks brings experience from previous roles at F.L.Putnam Investment Management Company, Kelleher Financial Advisors, Compliance Solutions Strategies and Ascendant Compliance Management. Keith Marks holds a 1992 - 1995 JD @ Western New England University School of Law. Keith Marks has 1 emails on RocketReach.
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