Principal, Managing Director of Compliance @ (February 2025 - October 2025)
Chief Compliance Officer @ (October 2022 - February 2025)
Executive Director @ (January 2017 - June 2022)
Partner, Senior Consultant, General Counsel @ (April 2007 - June 2022)
Consultant and Director, Investment Adviser Consulting Services @ (September 1999 - April 2007)
Associate @ (September 1997 - September 1999)
Clerk @ Connecticut Supreme Court (September 1997 - August 1998)
Law Clerk @ Connecticut Appellate Court (June 1995 - August 1996)
Keith Marks Education
Western New England University School of Law
JD
1992-1995
University of Connecticut
BA (English, Political Science)
1988-1992
Keith Marks Summary
Keith Marks, based in Salisbury, CT, US, is currently a Chief Compliance Officer at F.L.Putnam Investment Management Company. Keith Marks brings experience from previous roles at F.L.Putnam Investment Management Company, Kelleher Financial Advisors, Compliance Solutions Strategies and Ascendant Compliance Management. Keith Marks holds a 1992 - 1995 JD @ Western New England University School of Law. Keith Marks has 1 emails on RocketReach.
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