Keith Marks Email & Phone Number

Principal, Managing Director of Compliance @ F.L.Putnam Investment Management Company

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Keith Marks Location

Salisbury, CT, US

Keith Marks Work

2025 - now Principal, Managing Director of Compliance @ F.L.Putnam Investment Management Company
2022 - 2025 Chief Compliance Officer @ Kelleher Financial Advisors
2016 - 2022 Executive Director @ Advise Technologies-CSS

2007 - 2022 Partner, Senior Consultant, General Counsel @ Ascendant Compliance Management
1999 - 2007 Consultant and Director, Investment Adviser Consulting Services @ NRS, a COMPLY company
1997 - 1999 Associate @ Day Pitney LLP
1997 - 1998 Clerk @ Connecticut Supreme Court
1995 - 1996 Law Clerk @ Connecticut Appellate Court

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Keith Marks Education

Western New England University School of Law
JD
1992 - 1995
University of Connecticut
BA (English, Political Science)
1988 - 1992

Keith Marks Summary

Keith Marks, based in Salisbury, CT, US, is currently a Principal, Managing Director of Compliance at F.L.Putnam Investment Management Company. Keith Marks brings experience from previous roles at Kelleher Financial Advisors, Compliance Solutions Strategies, Ascendant Compliance Management and National Regulatory Services. Keith Marks holds a 1992 - 1995 JD @ Western New England University School of Law. Keith Marks has 1 emails on RocketReach.

Keith Marks Emails

Found 1 emails

@flputnam.com

Keith Marks Phone Numbers

Found 1 phone numbers

860435XXXX

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Ken Groppi

Managing Director of Integrations at F.L.Putnam Investment Management Company

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Brian Reich

Principal and Managing Director, Head of FLP Atrato Consulting at F.L.Putnam Investment Management Company

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Danny Santos

Principal, Managing Director of Operational Due Diligence at F.L.Putnam Investment Management Company

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Robertson Breed

Principal | Managing Director of Investment Advisory Services | Portfolio Manager at F.L.Putnam Investment Management Company

Portland, ME, US
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