Ascendant has brought together leading consultants in the industry to create a new approach to compliance for investment managers, broker dealers and hedge funds worldwide. Our experienced team shares a philosophy and commitment to innovation, to the highest quality client service and to educational training and technological solutions. We are unique in our approach to global compliance, leveraging our US locations in Connecticut, San Francisco and New York City to support more than 450 investment businesses across the asset management and securities industries in the UK and the US. Our philosophy is straightforward: compliance should not be difficult. By removing the complexities and addressing misapprehensions, we aim to make compliance a source of strength for our clients. Compliance is essentially a business ethos and methodology, defined by high standards of client care and business practice. However, underlying these simple concepts are volumes of ever-changing prescriptive rules and regulations. Ascendant Compliance Management can help your business put compliance into perspective by guiding you through the regulations. By ensuring that senior management understands compliance controls arrangements, we aim to ensure that good compliance becomes an integral part of the way your firm conducts business. Ascendant will help your firm create a culture of compliance and make compliance a source of strength, wherever you operate.
View Top Employees from Ascendant Compliance ManagementWebsite | http://www.ascendantcompliance.com |
Revenue | $8.2 million |
Employees | 9 (9 on RocketReach) |
Founded | 2006 |
Address | 194 Main St, Salisbury, Connecticut 06068, US |
Phone | (860) 435-2255 |
Fax | (860) 435-2264 |
Technologies |
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Industry | Consulting, Investment Management, Investment Banking, Consulting Services (B2B), Compliance, Finance, Financial Services, Business/Productivity Software, Innovation Management, Conferences, Education, SEC, FINRA, Regulations, Regulatory, Best Practices, Registrations, Securities, IT risk assessments, Risk Assessments, Mock Audits |
Web Rank | 18 Million |
Keywords | Ascendent Conference, Best Execution Consultants, Ascendant Compliance Management, New Regulations Dual Registrants |
SIC | SIC Code 62 Companies |
NAICS | NAICS Code 523 Companies, NAICS Code 52 Companies |
Looking for a particular Ascendant Compliance Management employee's phone or email?
The Ascendant Compliance Management annual revenue was $8.2 million in 2024.
Michael Mirantz is the CSS and Director of Compliance Services Sales of Ascendant Compliance Management.
9 people are employed at Ascendant Compliance Management.
Ascendant Compliance Management is based in Salisbury, Connecticut.
The NAICS codes for Ascendant Compliance Management are [523, 52].
The SIC codes for Ascendant Compliance Management are [62].