Keith Marks's Location
Salisbury, Connecticut, United States
Keith Marks's Work
- Executive Director @ Compliance Solutions Strategies (CSS)
- President, Director @ New England Broker/Dealer Investment Adviser Association
- Senior Consultant, Executive Director, General Counsel @ Ascendant Compliance Management
- Consultant and Director, Investment Advisor Consulting Services @ NRS, a COMPLY company
- Clerk @ Connecticut Supreme Court
- Law Clerk @ Connecticut Appellate Court
- Associate @ Day Pitney LLP
Keith Marks's Education
- Western New England University
Doctor of Jurisprudence
1992 - 1995 - University of Connecticut
Bachelor of Arts (English, Political Science)
1988 - 1992
Keith Marks's Skills
- Investment Advisory
- Investments
- Securities
- Mutual Funds
- Asset Management
- Series 65
- Risk Management
- AML
- Broker-Dealer
- Equities
Keith Marks's Summary
Keith Marks, based in Salisbury, Connecticut, United States, is currently a Executive Director at Compliance Solutions Strategies, bringing experience from previous roles at New England Broker/Dealer Investment Adviser Association, Ascendant Compliance Management, NRS - National Regulatory Services and Connecticut Supreme Court. Keith Marks holds a 1992 - 1995 Doctor of Jurisprudence @ Western New England University. With a robust skill set that includes Investment Advisory, Investments, Securities, Mutual Funds, Asset Management and more, Keith Marks contributes valuable insights to the industry. Keith Marks has 1 email on RocketReach.
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Ariana Monchick
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