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Kathy Malone Location
New York, NY, US
Kathy Malone Work
Head of Compliance and Regulatory Consulting @ IQEQ (October 2023 - Present)
Senior Managing Director @ (November 2021 - Present)
Partner @ Greyline, part of IQ-EQ (January 2019 - May 2022)
Managing Director @ (January 2016 - December 2018)
Managing Director @ CounselWorks LLC (August 2012 - January 2016)
Staff Accountant @ (August 2008 - June 2012)
Staff Accountant @ (July 2005 - August 2008)
Compliance Examiner @ (November 2002 - July 2005)
Kathy Malone Education
Seton Hall University School of Law
Law (JD)
2008-2012
Villanova University
Bachelor of Science - BS (Finance)
Kathy Malone Skills
Securities
Hedge Funds
Legal Research
Due Diligence
Westlaw
FINRA
Risk Management
AML
Securities Regulation
Private Equity
Alternative Investments
Financial Regulation
Investment Advisory
Asset Management
Investments
Kathy Malone Summary
Kathy Malone, based in New York, NY, US, is currently a Head of Compliance and Regulatory Consulting at IQEQ. Kathy Malone brings experience from previous roles at IQ-EQ, Greyline, part of IQ-EQ, Duff & Phelps and CounselWorks LLC. Kathy Malone holds a 2008 - 2012 Law in JD @ Seton Hall University School of Law. With a robust skill set that includes Securities, Hedge Funds, Legal Research, Due Diligence, Westlaw and more. Kathy Malone has 3 emails and 3 mobile phone numbers on RocketReach.
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