Kat Kim's Location
New York, New York, United States
Kat Kim's Work
- Vice President, Wealth Management Compliance @ Wedbush Securities
- Consultant @ Wedbush Securities
- Counsel, Legal and Compliance @ Private equity firm
- Consultant, Litigation @ Self-Employed
- Consultant, Legal and Compliance @ Fitch Ratings
- Consultant, Investment Management Compliance @ Invesco Ltd.
- Director, Control Group @ Morgan Stanley
- Regulatory Analyst, Market Regulation @ FINRA (Financial Industry Regulatory Authority)
- Corporate Investigator @ Prudential Financial
- Enforcement Extern @ FINRA (Financial Industry Regulatory Authority)
Kat Kim's Education
- St. John's University School of Law
Doctor of Law (J.D.) (Securities Regulation, Alternative Dispute Resolution)
2007 - 2010 - Brandeis University
Bachelor of Arts (B.A.) cum laude (Honors in Sociology, French Minor)
2001 - 2005
Kat Kim's Skills
- Legal Research
- Legal Writing
- Courts
- Westlaw
- Civil Litigation
- Corporate Law
- Securities
- Securities Regulation
- Mediation
Kat Kim's Summary
Kat Kim, based in New York, New York, United States, is currently a Vice President, Wealth Management Compliance at Wedbush Securities, bringing experience from previous roles at Wedbush Securities, Private Equity Firm, Self-Employed and Fitch Ratings. Kat Kim holds a 2007 - 2010 Doctor of Law (J.D.) in Securities Regulation, Alternative Dispute Resolution @ St. John's University School of Law. With a robust skill set that includes Legal Research, Legal Writing, Courts, Westlaw, Civil Litigation and more, Kat Kim contributes valuable insights to the industry. Kat Kim has 1 email on RocketReach.
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