Joseph Yuen Email & Phone Number
Head of Anti-Bribery and Corruption - Director, Compliance Americas Division @ Sumitomo Mitsui Banking Corporation
Joseph Yuen's Location
New York, NY, US
Joseph Yuen's Work
- Head of Anti-Bribery and Corruption - Director, Compliance Americas Division @ Sumitomo Mitsui Banking Corporation
- Head of Gifts and Entertainment, Americas - VP (Anti-Fraud, Bribery and Corruption) @ Deutsche Bank
- Interim Regional Co-Head of Anti-Fraud, Bribery and Corruption, Americas - VP @ Deutsche Bank
- Head of Gifts and Entertainment and the Code of Ethics - VP @ Deutsche Bank
- Head of Code of Ethics Compliance - VP @ DWS Group
- Regulatory Compliance Officer @ RBC Capital Markets
- Senior Compliance Examiner @ FINRA (Financial Industry Regulatory Authority)
Joseph Yuen's Education
- Baruch College
B.B.A. (Economics / Finance & Investments)
Joseph Yuen's Skills
- FINRA
- Securities
- Series 7
- Series 24
- Securities Regulation
- Equities
- Fixed Income
- Alternative Investments
- Mutual Funds
- Due Diligence
Joseph Yuen's Summary
Joseph Yuen, based in New York, NY, US, is currently a Head of Anti-Bribery and Corruption - Director, Compliance Americas Division at Sumitomo Mitsui Banking Corporation, bringing experience from previous roles at Deutsche Bank and Deutsche Asset Management. Joseph Yuen holds a B.B.A. in Economics / Finance & Investments @ Baruch College. With a robust skill set that includes FINRA, Securities, Series 7, Series 24, Securities Regulation and more, Joseph Yuen contributes valuable insights to the industry. Joseph Yuen has 2 emails and 1 mobile phone number on RocketReach.
5 free lookups per month.
No credit card required.
If you need more lookups,
subscriptions start at $48 USD/month.
Not the Joseph Yuen you were looking for?
Find contact details for 700 million professionals.
Others Named Joseph Yuen
-
21
-
25+
-
35+
-
45
-
2
-
11
Top Sumitomo Mitsui Banking Corporation Employees
-
31
-
21
-
5+5+
-
22
-
52
How It Works
Get a Free Account
Sign up for a free account. No credit card required. Up to 5
free lookups / month.
Search
Search over 700
million verified professionals across 35 million companies.
Get Contact Info
Get contact details including emails and phone numbers
(business & personal).
G2Crowd Trusted
300K+
Plugin Users
