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Joseph Wesley Location
New York, NY, US
Joseph Wesley Work
Founder and Managing Partner @ (February 2012 - Present)
Managing Director and Head of Capital Markets Supervision @ (January 2012 - March 2013)
Managing Director and Head of Sales and Trading Compliance @ (May 2009 - January 2012)
Managing Director and Head of Equities Supervision – Banc of America Securities @ (June 2003 - May 2009)
Associate Director – Institutional Equities @ (June 1998 - June 2003)
Examiner – Trading and Market Making Surveillance Program (TMMS) @ (December 1997 - June 1998)
OTC Trader @ (November 1996 - December 1997)
Staff Sergeant (E-5), NCOIC – Medical Readiness I U.S. Air Force, 174th Fighter Wing @ (October 1988 - September 1997)
Pershing Correspondent @ Tuttle Securities (February 1995 - November 1996)
Joseph Wesley Education
SUNY Geneseo
Bachelor of Arts - BA (Psychology)
1991-1993
Joseph Wesley Skills
Capital Markets Supervision
Global Regulatory Compliance
Risk Arbitrage
PnL Management
Derivatives
Convertible Securities
Leadership Development
Project Coordination
Interpersonal Communication Abilities
Strategic Planning
Process Improvement
Back Office
SEC Compliance
Operational Risk
Relationship Management
Securities
Series 63
Series 7
Equities
Hedge Funds
AML
Alternative Investments
Asset Management
Bloomberg
Board Leadership
Business Development
Capital Markets
Capital Markets Strategy
Data Analytics
Electronic Trading
Equity Trading
FINRA
Financial Markets
Financial Services
Fixed Income
Institutional
Institutional Sales
Investments
Investor Relations
Market Data
Market Structure
Market Transparency
Mergers & Acquisitions (M&A)
Options
Prime Brokerage
Proprietary Trading
Regulatory Compliance
Risk Management
SEC
Spanish
Strategic Alliances
Strategy
Trading
Trading System
Trading Systems
Crisis
Sales
Interpersonal
Business Strategy
Global Regulatory
Public Speaking
Joseph Wesley Summary
Joseph Wesley, based in New York, NY, US, is currently a Founder and Managing Partner at Vesel. Joseph Wesley brings experience from previous roles at Cantor Fitzgerald, BTIG, Bank of America and Bear Stearns & Company. Joseph Wesley holds a 1991 - 1993 Bachelor of Arts - BA in Psychology @ SUNY Geneseo. With a robust skill set that includes Capital Markets Supervision, Global Regulatory Compliance, Risk Arbitrage, PnL Management, Derivatives and more. Joseph Wesley has 1 emails and 5 mobile phone numbers on RocketReach.
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