Johnmark Lim Location
- New York, NY, US
Johnmark Lim Work
- 2025 - now Electronic Trading @ Fidelity Capital Markets
- 2020 - 2025 Director - Electronic Sales Trader @
- 2010 - 2020 Director - Equity Sales Trader @
- 2007 - 2010 Vice President - Equities Legal and Compliance @
- 2001 - 2007 Legal Clerk @ Brunelle, Hadjikow & Weltz, P.C.
Johnmark Lim Education
- NYU Stern School of Business
Master of Business Administration - MBA (Financial Analytics, Technology, Fintech )
2022 - 2024 - Rutgers, The State University of New Jersey-New Brunswick
B.A. (Economics, Political Science and History)
Johnmark Lim Skills
- Equities
- Trading
- Equity Trading
- Securities
- Hedge Funds
- Financial Institutions
- Regulatory Risk
- Compliance
- Equity Derivatives
- Institutional Clients
- Swaps
- Investment Advisory
- Sanctions
- FINRA
- Series 7
- Trading Systems
- AML
- KYC
- Securities Regulation
- Risk
- Compliance Management
- Risk Management
- Derivatives
- Bloomberg
- Securities Law
- SEC reporting
- Due Diligence
- Banking
- Investment Banking
- Compliance Audits
- Options
- Series 63
- Regulatory Reporting
- USA PATRIOT Act
- Internal Controls
- Financial Markets
- Investor Relations
- Online Trading
- Trading Floor
- Low Latency
- Black Box
- Financial Services
- Broker-Dealer
- Dodd-Frank
- Electronic Trading
- Series 24
- ETFs
- Operational Risk
- Hedging
- Middle Office
Johnmark Lim Summary
- Johnmark Lim, based in New York, NY, US, is currently a Electronic Trading at Fidelity Capital Markets. Johnmark Lim brings experience from previous roles at Citi, Credit Suisse and Brunelle, Hadjikow & Weltz, P.C.. Johnmark Lim holds a 2022 - 2024 Master of Business Administration - MBA in Financial Analytics, Technology, Fintech @ NYU Stern School of Business. With a robust skill set that includes Equities, Trading, Equity Trading, Securities, Hedge Funds and more. Johnmark Lim has 1 emails and 1 mobile phone numbers on RocketReach.
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