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John Soto Location
New York, NY, US
John Soto Work
2022 -now Director of Product Management @
2006 -2022 V.P., Trading Operations Manager @
2005 -2006 Technology Product Manager @
2004 -2005 Business Analyst @
1997 -2001 Asst V.P. and Project Manager @
John Soto Education
SUNY Brockport
B.S. (Computer Science, Math & Economics)
1979-1983
John Soto Skills
Regulatory Requirements
Product Knowledge
Microsoft Office
Operational Risk Management
Financial Services
Risk Metrics
Risk Control Self Assessment (RCSA)
Market Access
Automated Trading
Compliance Regulations
Change Management
Internal Audits
SEC Regulations
Market Structure
Computer Science
Broker-Dealer Compliance
Trade Operations
Resolving Issues
Microsoft PowerPoint
Microsoft Excel
Series 24
Regulatory Compliance
Policies & Procedures
Securities
Trading
Equities
Electronic Trading
Series 7
Series 4
Series 9
Series 10
Series 23
Series 55
Series 63
Business Analysis
Business Reference
Capital Markets
Derivatives
Equity Capital Markets
Equity Trading
FINRA
Finance
Financial Markets
Fixed Income
Hedge Funds
Bloomberg
Mutual Funds
Options
Portfolio Management
Prime Brokerage
Referral Development
Risk Management
Team-oriented
Traders
Trading Systems
Uniform Combined State Law
Microsoft Word
Strategy
Strategic Planning
Team Oriented
Management
Troubleshooting
John Soto Summary
John Soto, based in New York, NY, US, is currently a Director of Product Management at Raptor Trading Systems. John Soto brings experience from previous roles at Raymond James and Jefferies & Co. John Soto holds a 1979 - 1983 B.S. in Computer Science, Math & Economics @ SUNY Brockport. With a robust skill set that includes Regulatory Requirements, Product Knowledge, Microsoft Office, Operational Risk Management, Financial Services and more. John Soto has 2 emails and 1 mobile phone numbers on RocketReach.
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