John Nicholas Email & Phone Number

Head of Compliance for Swaps and Security-Based Swaps @ SG Americas Securities, LLC

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John Nicholas Location

New York, NY, US

John Nicholas Work

2015 - now Head of Compliance for Swaps and Security-Based Swaps @ SG Americas Securities, LLC
2002 - 2014 Head of Securities, Futures, and Swaps Compliance @ Newedge USA, LLC
2000 - 2002 Equity Regulatory Counsel @ SG Cowen

1999 - 2000 Control Room Manager @ The Savoir Club - Executive Knowledge Sharing
1993 - 1999 Special Counsel @ U.S. Securities and Exchange Commission

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John Nicholas Education

New York University
Doctor Of Jurisprudence (Law)
1983 - 1986
Harvard University
Bachelor Of Arts (History)
1979 - 1983

John Nicholas Skills

Derivatives
Futures
Brokerage

Prime Brokerage
Investments
Compliance
Commodities
Series 7
ISDA negotiations
Corporate Law

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John Nicholas Summary

John Nicholas, based in New York, NY, US, is currently a Head of Compliance for Swaps and Security-Based Swaps at SG Americas Securities, LLC. John Nicholas brings experience from previous roles at Newedge USA, LLC, SG Cowen, Bear Stearns and U.S. Securities and Exchange Commission. John Nicholas holds a 1983 - 1986 Doctor Of Jurisprudence in Law @ New York University. With a robust skill set that includes Derivatives, Futures, Brokerage, Prime Brokerage, Investments and more. John Nicholas has 1 emails and 3 mobile phone numbers on RocketReach.

John Nicholas Emails

Found 1 emails

@gmail.com

John Nicholas Phone Numbers

Found 5 phone numbers

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Others Named John Nicholas

John Nicholas

Head of Compliance for Swaps and Security-Based Swaps at SG Americas Securities, LLC

New York, NY, US
1
- gmail.com
5
- +1 646-239-XXXX
- +1 646-707-XXXX
- +1 212-278-XXXX
- +1 770-560-XXXX
- +1 917-892-XXXX
John Nicholas

Executive Vice President, Director of Interactive Technology at Ackerman McQueen

Dallas, TX, US
1
- am.com
5
- +1 972-830-XXXX
- +1 214-505-XXXX
- +1 469-361-XXXX
- +1 214-217-XXXX
- +1 214-727-XXXX
John Nicholas

CEO at Precision Pump & Gear Works

Davenport, FL, US
1
- aol.com
1
- +1 862XXXX

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