John Nicholas Email & Phone Number
Head of Compliance for Swaps and Security-Based Swaps
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John Nicholas Location
- New York, NY, US
John Nicholas Work
- Head of Compliance for Swaps and Security-Based Swaps @ SG Americas Securities, LLC (January 2015 - Present)
- Head of Securities, Futures, and Swaps Compliance @ Newedge USA, LLC (January 2002 - December 2014)
- Equity Regulatory Counsel @ SG Cowen (January 2000 - December 2002)
- Control Room Manager @ (January 1999 - December 2000)
- Special Counsel @ (August 1993 - February 1999)
John Nicholas Education
- New York University
Doctor Of Jurisprudence (Law)
1983-1986 - Harvard University
Bachelor Of Arts (History)
1979-1983
John Nicholas Skills
- Derivatives
- Futures
- Brokerage
- Prime Brokerage
- Investments
- Compliance
- Commodities
- Series 7
- ISDA negotiations
- Corporate Law
- Transactional Law
- Electronic Trading
- Litigation
- EMIR
- Dodd-Frank
- MiFID
- Employment Law
- Securities
- Capital Markets
- Fixed Income
- Hedge Funds
- Options
- Trading Systems
- Equities
- Commodity
- Financial Markets
- Risk Management
- Commodity Markets
- Trading
- Title Insurance
- Title Searches
- Policy Analysis
- Policy
- NCAA Compliance
- Change Management
- Mineral Rights
- Private Equity
- Ceridian
- Dodd Frank
John Nicholas Summary
- John Nicholas, based in New York, NY, US, is currently a Head of Compliance for Swaps and Security-Based Swaps at SG Americas Securities, LLC. John Nicholas brings experience from previous roles at Newedge USA, LLC, SG Cowen, Bear Stearns and U.S. Securities and Exchange Commission. John Nicholas holds a 1983 - 1986 Doctor Of Jurisprudence in Law @ New York University. With a robust skill set that includes Derivatives, Futures, Brokerage, Prime Brokerage, Investments and more. John Nicholas has 1 emails and 3 mobile phone numbers on RocketReach.
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