John Malone Email & Phone Number
Chief Operating Officer and Chief Compliance Officer at Amundi US @ Amundi US
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John Malone Location
- Boston, MA, US
John Malone Work
- Chief Operating Officer and Chief Compliance Officer at Amundi US @ (April 2025 - Present)
- Managing Director, Head of Compliance, Americas @ (April 2022 - April 2025)
- Managing Director and Chief Compliance Officer @ (September 2018 - April 2025)
- Senior Vice President, Chief Compliance Officer @ (January 2014 - April 2025)
- Director of Broker Dealer Compliance and Deputy CCO @ (January 2008 - April 2025)
- Senior Manager – Broker Dealer Compliance @ (August 2004 - April 2025)
- Assistant Vice President, Manager, Sales and Marketing Compliance @ (January 1997 - January 2004)
- Advertising Regulation Analyst @ (January 1995 - January 1997)
John Malone Education
- The Wharton School
Certified Regulatory Compliance Professional
2005-2008 - St. John Fisher University
Bachelor of Science
1989-1993 - Elmira Free Academy 1985-1989
John Malone Skills
- Series 6
- FINRA
- Program Management
- Series 7
- Mutual Funds
- Series 63
- Securities
- Uniform Combined State Law
- AML
- Investments
- Asset Managment
- Fixed Annuities
- Separately Managed Accounts
- Equities
- Fixed Income
- Alternative Investments
- Securities Regulation
- Asset Management
- Series 24
- Series 65
- Hold Series 7
- Strategy
- Process Improvement
- Business Analysis
- Sales
- Asset Allocation
- Investment Strategies
- Wealth Management
- CIMA
- Portfolio Management
- Retirement Planning
- 401k
- Portfolio Construction
John Malone Summary
- John Malone, based in Boston, MA, US, is currently a Chief Operating Officer and Chief Compliance Officer at Amundi US at Amundi. John Malone brings experience from previous roles at Amundi US. John Malone holds a 2005 - 2008 Certified Regulatory Compliance Professional @ The Wharton School. With a robust skill set that includes Series 6, FINRA, Program Management, Series 7, Mutual Funds and more. John Malone has 5 emails and 3 mobile phone numbers on RocketReach.
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Top Amundi US Employees
Christian Pellis
CEO Amundi Deutschland
Munich, BY, DE
Eddy Wong
Chief Executive Officer Asia
Shanghai, China
Chantale Bacon
COO and CCO Amundi Canada Inc.
Montreal, QC, CA
Cedric Pierre
Chief Operating Officer
Paris, FR
Guillaume Fay
COO North Asia
Hong Kong
David Harte
Chief Executive Officer
Dublin, IE
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