John Malone Email & Phone Number
Chief Operating Officer and Chief Compliance Officer at Amundi US @ Amundi US
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John Malone Location
- Boston, MA, US
John Malone Work
- 2025 -now Chief Operating Officer and Chief Compliance Officer at Amundi US @
- 2022 -2025 Managing Director, Head of Compliance, Americas @
- 2018 -2025 Managing Director and Chief Compliance Officer @
- 2014 -2025 Senior Vice President, Chief Compliance Officer @
- 2008 -2025 Director of Broker Dealer Compliance and Deputy CCO @
- 2004 -2025 Senior Manager – Broker Dealer Compliance @
- 1997 -2004 Assistant Vice President, Manager, Sales and Marketing Compliance @
- 1995 -1997 Advertising Regulation Analyst @
John Malone Education
- The Wharton School
Certified Regulatory Compliance Professional (Securities Regulation)
2005-2008 - Saint John Fisher College
Bachelor of Science (Business)
1989-1993 - Elmira Free Academy 1985-1989
John Malone Skills
- Series 6
- FINRA
- Program Management
- Series 7
- Mutual Funds
- Series 63
- Securities
- Uniform Combined State Law
- AML
- Investments
- Asset Managment
- Fixed Annuities
- Separately Managed Accounts
- Equities
- Fixed Income
- Alternative Investments
- Securities Regulation
- Asset Management
- Series 24
- Series 65
- Hold Series 7
- Strategy
- Process Improvement
- Business Analysis
- Sales
- Asset Allocation
- Investment Strategies
- Wealth Management
- CIMA
- Portfolio Management
- Retirement Planning
- 401k
- Portfolio Construction
John Malone Summary
- John Malone, based in Boston, MA, US, is currently a Chief Operating Officer and Chief Compliance Officer at Amundi US at Amundi. John Malone brings experience from previous roles at Amundi US. John Malone holds a 2005 - 2008 Certified Regulatory Compliance Professional in Securities Regulation @ The Wharton School. With a robust skill set that includes Series 6, FINRA, Program Management, Series 7, Mutual Funds and more. John Malone has 4 emails and 1 mobile phone numbers on RocketReach.
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