John Lipenta Email & Phone Number
Director -- Broker Dealer Services @ Compliance Solutions Group, LLC
John Lipenta Location
Bellmawr, NJ, US
John Lipenta Work
- 2015 - now Director -- Broker Dealer Services @ Compliance Solutions Group, LLC
- 1998 - 2014 Assoc. Principal Examiner @ FINRA (Financial Industry Regulatory Authority)
John Lipenta Education
- Drexel University - College of Business and Administration
John Lipenta Skills
- Securities Regulation
- FINRA
- Mutual Funds
- Financial Services
- Securities
- AML
- Fixed Income
- Risk Management
- Investments
- Equities
John Lipenta Summary
John Lipenta, based in Bellmawr, NJ, US, is currently a Director -- Broker Dealer Services at Compliance Solutions Group, LLC. John Lipenta brings experience from previous roles at Financial Industry Regulatory Authority (FINRA). John Lipenta holds a Drexel University - College of Business and Administration. With a robust skill set that includes Securities Regulation, FINRA, Mutual Funds, Financial Services, Securities and more. John Lipenta has 3 emails and 1 mobile phone numbers on RocketReach.
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