Joan Hoffman Email & Phone Number

Arbitrator @ FINRA (Financial Industry Regulatory Authority)

5 free lookup(s).
No credit card required.

Joan Hoffman Location

New York, NY, US

Joan Hoffman Work

2019 - now Arbitrator @ FINRA (Financial Industry Regulatory Authority)
2013 - 2018 Chief Compliance Officer @ National Bank of Canada
2012 - 2013 Global Compliance Group @ Fitch Ratings

2007 - 2011 Head of Wealth Management Compliance @ BNY
View Department
2004 - 2007 Global Head of Compliance, Managing Director @ U.S. Trust (Bank of America)
2002 - 2004 Regulatory Relationships, Operational Risk Management and Cross Product Services, Managing Director @ Deutsche Bank
1998 - 2002 Global Risk Manager, Corporate Trust, Managing Director @ Deutsche Bank
1986 - 1998 Managing Director, Head of Compliance for the Americas @ UBS-AG (formerly Swiss Bank Corporation)
1984 - 1986 Senior Enforcement Attorney @ NYSE

see less

Joan Hoffman Education

University of Wisconsin-Madison

Joan Hoffman Skills

Management
Banking
Securities

Wealth Management
Bodywork
Financial Services

see less

Joan Hoffman Summary

Joan Hoffman, based in New York, NY, US, is currently a Arbitrator at FINRA. Joan Hoffman brings experience from previous roles at National Bank of Canada Financial Inc., Fitch Ratings, BNY Mellon and U.S. Trust (Bank of America). Joan Hoffman holds a University of Wisconsin-Madison. With a robust skill set that includes Management, Banking, Securities, Wealth Management, Bodywork and more. Joan Hoffman has 3 emails and 1 mobile phone numbers on RocketReach.

Joan Hoffman Emails

Found 3 emails

Joan Hoffman Phone Numbers

Found 2 phone numbers

5 free lookup(s).
No credit card required.

If you need more lookups, subscriptions start at $34 USD/month.

Redirecting you to the search page.

If you're not automatically redirected, please click here

Looking for a different Joan Hoffman?

Find contact details for 700 million professionals.

Search

Top FINRA (Financial Industry Regulatory Authority) Employees

Steve Camp

Managing Director at FINRA (Financial Industry Regulatory Authority)

Middletown, NJ, US
4
- gmail.com
- yahoo.com
- finra.org
- statestreet.com
4
- +1 781-224-XXXX
- +1 732-706-XXXX
- +1 856-275-XXXX
- +1 732-671-XXXX
Liz Book

Vice President and Associate General Counsel, Commercial Transactions at FINRA (Financial Industry Regulatory Authority)

Washington, DC, US
2
- gmail.com
- finra.org
2
- +1 443-536-XXXX
- +1 443-846-XXXX
Claire O'Sullivan

Vice President, Regulatory Advisor and Stakeholder Engagement at FINRA (Financial Industry Regulatory Authority)

Washington, DC, US
2
- finra.org
- finra.com
2
- +1 202-244-XXXX
- +1 202-679-XXXX

View Similar Profiles

How It Works

Get a Free Account

Search the #1 Contact Database

Get contact details of over 700M profiles across 60M companies – all with industry-leading accuracy. Sales and Recruiter users, try out our Email Finder Extension.

Use our AI-Powered Email Finder

Find business and personal emails and mobile phone numbers with exclusive coverage across niche job titles, industries, and more for unparalleled targeting. Also available via our Contact Data API.