Joan Hoffman Email & Phone Number
Arbitrator @ FINRA (Financial Industry Regulatory Authority)
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Joan Hoffman Location
- New York, NY, US
Joan Hoffman Work
- 2019 -now Arbitrator @
- 2013 -2018 Chief Compliance Officer @
- 2012 -2013 Global Compliance Group @ Fitch Ratings
- 2007 -2011 Head of Wealth Management Compliance @
- 2004 -2007 Global Head of Compliance, Managing Director @ U.S. Trust (Bank of America)
- 2002 -2004 Regulatory Relationships, Operational Risk Management and Cross Product Services, Managing Director @
- 1998 -2002 Global Risk Manager, Corporate Trust, Managing Director @
- 1986 -1998 Managing Director, Head of Compliance for the Americas @ UBS-AG (formerly Swiss Bank Corporation)
- 1984 -1986 Senior Enforcement Attorney @
Joan Hoffman Education
- University of Wisconsin-Madison
B.A. (Political Science and Communication Arts)
- University at Buffalo School of Law
J.D.
Joan Hoffman Skills
- Management
- Banking
- Securities
- Wealth Management
- Bodywork
- Financial Services
Joan Hoffman Summary
- Joan Hoffman, based in New York, NY, US, is currently a Arbitrator at FINRA. Joan Hoffman brings experience from previous roles at National Bank of Canada Financial Inc., Fitch Ratings, BNY Mellon and U.S. Trust (Bank of America). Joan Hoffman holds a B.A. in Political Science and Communication Arts @ University of Wisconsin-Madison. With a robust skill set that includes Management, Banking, Securities, Wealth Management, Bodywork and more. Joan Hoffman has 2 emails and 1 mobile phone numbers on RocketReach.
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