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Jesse Taylor Location
Salt Lake City, UT, US
Jesse Taylor Work
Compliance Manager @ (July 2024 - Present)
Compliance Officer II @ (June 2023 - July 2024)
Compliance Officer @ (March 2022 - June 2023)
Training Team Lead @ (February 2021 - March 2022)
Team Lead @ (August 2019 - March 2022)
Associate Financial Services Rep @ (August 2016 - March 2022)
Senior Broker @ (May 2017 - February 2021)
POI and BK Specialist (Underwriter) @ (August 2015 - August 2016)
Operations Portfolio Review Analysis @ (January 2014 - August 2015)
Voting Rights Intern @ (September 2013 - December 2013)
Family Support Professional @ (March 2013 - September 2013)
Youth Developmental Professional @ Boys and Girls Club of South Valley (May 2010 - September 2013)
Jesse Taylor Education
University of Utah
Bachelor of Science (BS) (Political Science and Government)
2010-2013
Salt Lake Community College
Associate of Science (A.S.) (Political Science and Government)
2008-2010
Jesse Taylor Skills
Analysis
Anti-Money Laundering
Audit Reports
Auditing
Broker-Dealer Compliance
CRD
Communication
Compliance Advisory
Compliance Management
Compliance Testing
ComputerEase
Constitutional Law
Corporate Actions
Customer Satisfaction
Customer Service
Energetic Self-Starter
FINRA
Finance
Internal & External Investigations
Internal Audits
International Relations
Investment Advisor Compliance
Investment Advisory Services
Leadership
Legal Research
Liquidity
Microsoft Excel
Microsoft Office
Microsoft Word
Nonprofits
Operations
People-oriented
Policies & Procedures
Political Science
Politics
Presentation Skills
Presentations
Problem Solving
Project Management
Public Speaking
Regulatory Compliance
Regulatory Filings
Regulatory Reporting
Regulatory Requirements
Research
SEC Regulations
Securities
Series 24
Series 7
Social Media
Team Management
Teamwork
Time Management
Training
Transfer Agents
Wealth Management Services
People Oriented
Energetic Self Starter
Jesse Taylor Summary
Jesse Taylor, based in Salt Lake City, UT, US, is currently a Compliance Manager at Brex. Jesse Taylor brings experience from previous roles at Carta and E*TRADE. Jesse Taylor holds a 2010 - 2013 Bachelor of Science (BS) in Political Science and Government @ University of Utah. With a robust skill set that includes Analysis, Anti-Money Laundering, Audit Reports, Auditing, Broker-Dealer Compliance and more. Jesse Taylor has 6 emails and 8 mobile phone numbers on RocketReach.
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