Vice President, Senior Compliance Group Manager at Td Private Client Wealth LLC @ (November 2019 - December 2020)
Chief Compliance Officer @ Foresters Financial Services and Foresters Advisory Services (December 2013 - November 2019)
Chief Compliance Officer @ Equinox Fund Management/Equinox Group Distributors (July 2011 - December 2013)
Principal Examiner @
Jason Gerb Education
University of Pennsylvania 2012-2012
Montclair State University
Bachelors (Political Science)
1994-2000
Jason Gerb Skills
Alternative Investments
Anti Money Laundering
Broker-Dealer
Compliance
FINRA
Financial Regulation
Financial Risk
Investment Advisory
Investments
Mutual Funds
Regulatory Analysis
Risk Management
Securities Regulation
Series 24
Series 66
Series 7
Uniform Combined State Law
Variable Products
Jason Gerb Summary
Jason Gerb, based in New York, NY, US, is currently a Senior Vice President, Bd Chief Compliance Officer at Advisor Group. Jason Gerb brings experience from previous roles at Triad Advisors, Triad Hybrid Solutions, Royal Alliance Associates and Td. Jason Gerb holds a 2012 - 2012 University of Pennsylvania. With a robust skill set that includes Alternative Investments, Anti Money Laundering, Broker-Dealer, Compliance, FINRA and more. Jason Gerb has 3 emails and 1 mobile phone numbers on RocketReach.
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