James Rego Email & Phone Number
Principal Investigator, Enforcement @ FINRA (Financial Industry Regulatory Authority)
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James Rego Location
- Ridgewood, NJ, US
James Rego Work
- Principal Investigator, Enforcement @ (March 2023 - Present)
- Portfolio Manager @ (April 2020 - August 2022)
- Portfolio Manager @ Ronin Capital LLC (March 2009 - April 2020)
- Director @ Integral Derivatives (January 2007 - February 2009)
- Consultant and SME @ (September 2006 - January 2007)
- Managing Director of Derivatives Trading @ Kellogg Capital LLC (August 2003 - November 2005)
- Vice President - Nasdaq Trading @ (January 2002 - January 2003)
- Nasdaq Market Maker @ Herzog Heine Geduld (August 1998 - August 2002)
James Rego Education
- Rutgers University
BA (Marketing)
James Rego Skills
- Market Risk
- Data Analysis
- Quantitative Research
- Microsoft Excel
- Equity Trading
- Risk Management
- Trading Systems
- Trading
- Options
- Equities
- Electronic Trading
- Equity Derivatives
- Hedge Funds
- Derivatives
- Financial Markets
- Capital Markets
- Securities
- Hedging
- Series 63
- Portfolio Management
- Technical Analysis
- Investments
- Bloomberg
- Proprietary Trading
- Trading Strategies
- ETFs
- FINRA
- Options Strategies
- Market Data
- Traders
- Volatility
- Market Making
- Series 7
- Alternative Investments
- Investment Strategies
- Financial Risk
- Backtesting
- stat arb
- Electronic Trading Systems
- Automated Trading
- Exchange Traded Derivatives
- Securities Regulation
- Algorithmic Trading
- NYSE
- NASDAQ
- Regulatory Compliance
- ETF's
- Event-Driven
- OneTick
- Mathematica
James Rego Summary
- James Rego, based in Ridgewood, NJ, US, is currently a Principal Investigator, Enforcement at FINRA. James Rego brings experience from previous roles at Verition Fund Management LLC, Ronin Capital LLC, Integral Derivatives and Eliassen Group. James Rego holds a BA in Marketing @ Rutgers University. With a robust skill set that includes Market Risk, Data Analysis, Quantitative Research, Microsoft Excel, Equity Trading and more. James Rego has 4 emails and 5 mobile phone numbers on RocketReach.
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