James Ong Email
Head of Monitoring and Surveillance @ Daiwa Capital Markets
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James Ong Location
- London, GB
James Ong Work
- 2025 - 2026 Compliance Officer @
- 2025 - 2025 Vice President @
- 2018 - 2024 Head of Central Compliance and Assurance @
- 2012 - 2018 Market Surveillance @
- 2011 - 2012 Compliance officer @
- 2009 - 2010 Equity linked and Coupon notes Analyst @
- 2007 - 2009 Senior Operations Analyst @
- 2007 - 2007 Operations Analyst @
- 2005 - 2007 Fixed Income Documentation @
- 2004 - 2005 Derivative Confirmations Analyst @
- 2000 - 2001 Supplier Account Manager @
- 2018 - now Head of Monitoring and Surveillance @
James Ong Education
- Harvard Business School Online
CoRE (Certificate of Readiness)
2020 - 2021 - Cardiff Metropolitan University (UWIC)
Master of Business Administration (MBA) (Finance, General)
2011 - 2012 - Charted Institute for Securities & Investment (CISI)
Diploma in Investment Compliance (Pass)
2011 - 2012 - Oxford Brookes University
BA hons (Business Management)
1998 - 2002 - Yeovil College
A (Levels; Economics; English Language, Mathematics)
1996 - 1998 - null
- Preston school
James Ong Summary
- James Ong, based in London, GB, is currently a Head of Monitoring and Surveillance at Daiwa Capital Markets. James Ong brings experience from previous roles at UK Debt Management Office, PIMCO, Daiwa Capital Markets America Inc. and Liquidnet. James Ong holds a 2020 - 2021 CoRE in Certificate of Readiness @ Harvard Business School Online. James Ong has 2 emails on RocketReach.
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