James Oates Email & Phone Number
Director-Internal Audit @ UBS Group AG
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James Oates Location
- Massapequa, NY, US
James Oates Work
- 2009 - now Director-Internal Audit @
- 2005 - now Associate Director @
- 2004 - 2005 Vice President @ Knight Capital Group
- 2001 - 2004 Vice President @ Bear Stearns
- 1993 - 2001 Senior Auditor @ Roslyn Savings Bank
James Oates Education
- New York Institute of Technology
Bachelor's (Finance)
1993 - 1999
James Oates Skills
- IFRS
- Financial Audits
- Anti Money Laundering
- Marketing
- Derivatives
- Fixed Income
- Management
- Risk Management
- Microsoft Office
- Internal Controls
- Finance
- Auditing
- Equities
- Enterprise Risk
- Financial Analysis
- Asset Management
- Banking
- Investments
- Strategic Financial
- Technology
- Corporate Finance
- Operational Risk
- Financial Services
- Financial Modeling
- Investment Banking
- Financial Accounting
- Capital Markets
- Sarbanes Oxley Act
- Accounting
- Enterprise Risk Management
- Strategic Financial Planning
- Financial Reporting
- Trading
- Microsoft Word
- Financial Risk
- Microsoft Excel
- Operational Risk Management
- Internal Audit
James Oates Summary
- James Oates, based in Massapequa, NY, US, is currently a Director-Internal Audit at UBS. James Oates brings experience from previous roles at UBS, Knight Capital Group, Bear Stearns and Roslyn Savings Bank. James Oates holds a 1993 - 1999 Bachelor's in Finance @ New York Institute of Technology. With a robust skill set that includes IFRS, Financial Audits, Anti Money Laundering, Marketing, Derivatives and more. James Oates has 3 emails and 1 mobile phone numbers on RocketReach.
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