James March Location
Moraga, CA, US
James March Work
- 2024 - now General Securities Principal @ Cape Securities, Inc
- 2019 - now Founder and President @ March Wealth Management
- 2019 - now Chief Compliance Officer @ March Wealth Management
- 2019 - 2025 Chief Compliance Officer and Managing Director and Senior Financial Advisor @ March Wealth Management
- 2012 - 2013 Senior Financial Advisor @ The Principal Financial Group
James March Education
- FINRA
Series 4 ((CBOE) Registered Options Principal ROP)
2021 - FINRA
Series 53 (MSRB) (Municipal Securities Principal Chief Compliance Officer)
2020 - FINRA
Series 24 (General Securities Principal Chief Compliance Officer)
2017
- San Diego State University
Bachelor of Science (BS) (Business Administration/Management Science (Decision Systems))
James March Skills
- FINRA Law
- Chief Compliance Officer
- Series 6, 63, 65, 7 and 24 Licenses
- Retirement Planning
- Fixed Annuities
- Insurance
- Disability Insurance
- Life Insurance
- Mutual Funds
- Series 7
James March Summary
James March, based in Moraga, CA, US, is currently a General Securities Principal at Cape Securities, Inc. James March brings experience from previous roles at March Wealth Management and The Principal Financial Group. James March holds a Series 4 in (CBOE) Registered Options Principal ROP @ FINRA. With a robust skill set that includes FINRA Law, Chief Compliance Officer, Series 6, 63, 65, 7 and 24 Licenses, Retirement Planning, Fixed Annuities and more. James March has 1 emails and 1 mobile phone numbers on RocketReach.
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Top Cape Securities, Inc Employees
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Mirsad Muharemovic
Financial Advisor at Cape Securities, Inc
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Account Executive and Insurance Agent at Cape Securities, Inc
New York, United States35+ -
Andrew Quigley
Compliance Associate at Cape Securities, Inc
McDonough, GA, US12
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