James March Email & Phone Number
General Securities Principal @ Cape Securities, Inc
5 free lookup(s).
If you need more lookups,
subscriptions start at $34 USD/month.
James March Location
- Moraga, CA, US
James March Work
- 2024 -now General Securities Principal @
- 2019 -now Founder and President @ March Wealth Management
- 2019 -now Chief Compliance Officer @ March Wealth Management
- 2019 -2025 Chief Compliance Officer and Managing Director and Senior Financial Advisor @ March Wealth Management
- 2012 -2013 Senior Financial Advisor @ The Principal Financial Group
James March Education
- FINRA
Series 4 ((CBOE) Registered Options Principal ROP)
2021 - FINRA
Series 53 (MSRB) (Municipal Securities Principal Chief Compliance Officer)
2020 - FINRA
Series 24 (General Securities Principal Chief Compliance Officer)
2017 - San Diego State University
Bachelor of Science (BS) (Business Administration/Management Science (Decision Systems))
James March Skills
- FINRA Law
- Chief Compliance Officer
- Series 6, 63, 65, 7 and 24 Licenses
- Retirement Planning
- Fixed Annuities
- Insurance
- Disability Insurance
- Life Insurance
- Mutual Funds
- Series 7
- Investments
- Asset Allocation
- Term Life Insurance
- Securities
- Portfolio Management
- Bonds
- Equities
- Health Insurance
- Tax Preparation
- 401k
- Financial Planning
- Project Management
- Client Relations
- Long Term Care Insurance
- Series 63
- FINRA
- IRAs
- Equity Indexed Annuities
- 401k Rollovers
- Employee Benefits
- Variable Annuities
- 529 Plans
- Estate Tax Planning
- Series 6
- Key Person Insurance
- Income Protection
- Roth IRA
- Series 65
- Universal Life
- Retirement
- Series 24
- General Securities Principal
- Revenue & Profit Growth
- Life
- Long Term
- Advanced Planning
- SKILLS & Expertise
- Expertise
- Skills and Endorsements:
James March Summary
- James March, based in Moraga, CA, US, is currently a General Securities Principal at Cape Securities, Inc. James March brings experience from previous roles at March Wealth Management and The Principal Financial Group. James March holds a Series 4 in (CBOE) Registered Options Principal ROP @ FINRA. With a robust skill set that includes FINRA Law, Chief Compliance Officer, Series 6, 63, 65, 7 and 24 Licenses, Retirement Planning, Fixed Annuities and more. James March has 1 emails and 2 mobile phone numbers on RocketReach.
Looking for a different James March?
Find contact details for 700 million professionals.
Top Cape Securities, Inc Employees
Corey Monath
Financial Advisor
Sayville, NY, US
Les Hochler
Chief Compliance Officer
Atlanta, GA, US
G2 Crowd Trusted
300K+ Plugin Users
© 2026 RocketReach.co