Mike Lovett's Location
McDonough, GA, US
Mike Lovett's Work
- Compliance Officer @ Cape Securities, Inc
- Chief Compliance Officer @ Five X Securities
- VP Compliance @ Pacific West Securities
- Director of Compliance @ Prospera Financial Services
- Complaince Examiner @ NASD
Mike Lovett's Education
- The University of Texas at Dallas
BS (Business and Accounting)
1982 - 1986
Mike Lovett's Skills
- FINRA
- Securities
- Investments
- Compliance
- Series 7
- Equities
- Asset Managment
Mike Lovett's Summary
Mike Lovett, based in McDonough, GA, US, is currently a Compliance Officer at Cape Securities, bringing experience from previous roles at Five X Securities, Pacific West Securities, Prospera Financial Services and NASD. Mike Lovett holds a 1982 - 1986 BS in Business and Accounting @ The University of Texas at Dallas. With a robust skill set that includes FINRA, Securities, Investments, Compliance, Series 7 and more, Mike Lovett contributes valuable insights to the industry. Mike Lovett has 1 email on RocketReach.
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