James Downing Email & Phone Number

Chief Compliance Officer @ Jones Lang LaSalle Securities

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James Downing Location

Dallas, TX, US

James Downing Work

2024 - now Chief Compliance Officer @ Jones Lang LaSalle Securities
2024 - 2024 Senior Principal Consultant @ ACA Compliance Group
2021 - 2023 Global Chief Compliance Officer @ Morningstar

2017 - 2021 Global Chief Compliance Officer Retirement Solutions @ Robert Swan's 2041 Voyage for Cleaner Energy
2014 - 2017 Chief Compliance Officer @ BMO Harris Financial Advisors
2014 - 2014 Executive Director - Compliance @ JPMorgan Chase & Co.
2011 - 2014 Vice President Compliance Manager @ JPMorgan Chase & Co.
2009 - 2011 Chief Compliance Officer @ Cheevers & Company, Inc.
2008 - 2009 Compliance Officer @ SunGard Institutional Brokerage Inc. (SIBI) / SunGard Transaction Network
2003 - 2008 Senior Compliance Examiner @ FINRA (Financial Industry Regulatory Authority)

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James Downing Education

William Howard Taft University
Doctor Of Jurisprudence (Law)
2008 - 2012
Roosevelt University
Master Of Science
2003
Roosevelt University
Masters (Accounting)
2001 - 2003

New England College
Bachelor Of Arts (Business Administration)
1995 - 1999
Wayland Academy
1990 - 1994
Wayland Academy, Wisconsin

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James Downing Skills

Compliance Regulations
Global Regulatory Compliance
Anti-bribery

Third-Party Vendor Management
Risk Assessment
Privacy Law
Economic Sanctions
Compliance Management
Compliance
Series 24

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James Downing Summary

James Downing, based in Dallas, TX, US, is currently a Chief Compliance Officer at Jones Lang LaSalle Securities. James Downing brings experience from previous roles at ACA Group, Morningstar, Aon and BMO Harris Financial Advisors. James Downing holds a 2008 - 2012 Doctor Of Jurisprudence in Law @ William Howard Taft University. With a robust skill set that includes Compliance Regulations, Global Regulatory Compliance, Anti-bribery, Third-Party Vendor Management, Risk Assessment and more. James Downing has 2 emails and 1 mobile phone numbers on RocketReach.

James Downing Emails

Found 2 emails

James Downing Phone Numbers

Found 1 phone numbers

+1 312-404-XXXX

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- stjude.org
- gmail.com
- alsac.stjude.org
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- +1 254-724-XXXX
- +1 901-550-XXXX
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Wolverhampton, GB
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James Downing

Managing Director, Europe at Hercules Capital, Inc.

London, GB
1
- htgc.com
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- +44 20 7367 XXXX
- +44 7711 98XXXX
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- +44 7595 48XXXX
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