James Aif Email & Phone Number
Team Lead - Compliance Consulting Team @ Commonwealth Financial Network
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James Aif Location
- Winchendon, MA, US
James Aif Work
- Team Lead - Compliance Consulting Team @ (August 2022 - Present)
- Senior Compliance Advisor @ (August 2017 - August 2022)
- Compliance Advisor @ (August 2008 - August 2017)
- Fund Administrator @ (November 2006 - August 2008)
- Separate Accountant @ (October 2003 - November 2006)
- Compliance and Suitability Analyst @ (April 2001 - October 2003)
- Process Coordinator and QA and New Account Processor @ (June 1998 - April 2001)
James Aif Education
- Fitchburg State University
Bachelor of Science - BS (Business Administration and Management, General)
1994-1998
James Aif Skills
- Fund Administration
- AML
- Series 24
- KYC
- Acats
- Compliance Monitoring
- USA PATRIOT Act
- Research
- Analytical Skills
- Training
- Accounting
- Complaint Management
- Regulatory Compliance
- Advertising
- Client Services
James Aif Summary
- James Aif, based in Winchendon, MA, US, is currently a Team Lead - Compliance Consulting Team at Commonwealth Financial Network. James Aif brings experience from previous roles at Commonwealth Financial Network, PNC and Allmerica Financial Corporation. James Aif holds a 1994 - 1998 Bachelor of Science - BS in Business Administration and Management, General @ Fitchburg State University. With a robust skill set that includes Fund Administration, AML, Series 24, KYC, Acats and more. James Aif has 1 emails and 1 mobile phone numbers on RocketReach.
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