Harold Chaffee Email & Phone Number
Chief Compliance Officer | NewEdge Securities, LLC @ NewEdge Capital Group
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Harold Chaffee Location
- Boca Raton, FL, US
Harold Chaffee Work
- Chief Compliance Officer | NewEdge Securities, LLC @ (April 2025 - Present)
Harold Chaffee Education
- Florida Atlantic University
Bachelor Of Business Administration (Finance)
1994
Harold Chaffee Skills
- Alternative Investments
- Anti-Money Laundering Reviews
- Auditing
- Banking
- Broker-Dealer
- Broker-Dealer Compliance
- Capital Markets
- Compliance
- Compliance Management
- Compliance Regulations
- Due Diligence
- FINRA
- Finance
- Financial Advisory
- Financial Risk
- Financial Services
- Insurance
- Internal Controls
- Investment Advisor Compliance
- Investment Advisory
- Leadership
- Mutual Funds
- Project Management
- Registration Services
- Regulatory Compliance
- Risk Assessment
- Risk Management
- SEC
- SEC Regulations
- SEC and FINRA mock audits
- Securities
- Securities Regulation
- Series 24
- Staff Development
- Wealth Management Services
- Written Supervisory Procedures
- Social Media
- Strategy
- Management
- Broker Dealer
- Anti Money Laundering Reviews
- Broker Dealer Compliance
- Customer Service
- Strategic Planning
Harold Chaffee Summary
- Harold Chaffee, based in Boca Raton, FL, US, is currently a Chief Compliance Officer | NewEdge Securities, LLC at NewEdge Capital Group. Harold Chaffee holds a Bachelor Of Business Administration in Finance @ Florida Atlantic University. With a robust skill set that includes Alternative Investments, Anti-Money Laundering Reviews, Auditing, Banking, Broker-Dealer and more. Harold Chaffee has 3 emails and 2 mobile phone numbers on RocketReach.
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